Account Manager, Financial Services
AlphaSenseFull Time
Junior (1 to 2 years)
Candidates must have over 10 years of experience in financial services regulatory risk and compliance, preferably within the consumer lending sector. Demonstrable expertise in consumer protection regulations such as ECOA, TILA, TISA, FCRA, SCRA, MLA, GLBA, FDCPA, and UDAAP is essential. A Bachelor's degree is required, along with strong abilities to build relationships, influence cross-functional teams, communicate complex regulatory concepts clearly, and leverage technology for risk management.
The Compliance Director will partner with the Head of Compliance to set and implement the strategic direction of the company’s Compliance Program globally. This role involves owning and managing various components of the Compliance Program, identifying and mitigating compliance risks across the enterprise, and liaising with key external stakeholders. Responsibilities include providing consumer compliance subject matter expertise, evaluating and mitigating regulatory compliance risks, supporting change management processes, staying current on regulatory landscapes, and mentoring other compliance team members.
Provides personalized investment strategies and services
Arta Finance provides tailored investment solutions for a variety of clients, including individual investors and institutional entities. The company focuses on creating personalized investment strategies that align with the specific financial and tax needs of its clients. Revenue is generated primarily through management fees for overseeing investment portfolios and transaction fees for executing trades. Arta Finance promotes a client-centric approach, encouraging clients to evaluate investment opportunities based on their own objectives and risk tolerance. While the company offers expert advice, it does not guarantee the success of its strategies, emphasizing the risks involved in investing. Additionally, it advises clients to consult tax professionals to consider tax implications before making investment decisions.