[Remote] Compliance Director at Arta Finance

United States

Arta Finance Logo
$180,000 – $220,000Compensation
Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
UnknownVisa
Fintech, Lending, Financial ServicesIndustries

Requirements

Candidates must have over 10 years of experience in financial services regulatory risk and compliance, preferably within the consumer lending sector. Demonstrable expertise in consumer protection regulations such as ECOA, TILA, TISA, FCRA, SCRA, MLA, GLBA, FDCPA, and UDAAP is essential. A Bachelor's degree is required, along with strong abilities to build relationships, influence cross-functional teams, communicate complex regulatory concepts clearly, and leverage technology for risk management.

Responsibilities

The Compliance Director will partner with the Head of Compliance to set and implement the strategic direction of the company’s Compliance Program globally. This role involves owning and managing various components of the Compliance Program, identifying and mitigating compliance risks across the enterprise, and liaising with key external stakeholders. Responsibilities include providing consumer compliance subject matter expertise, evaluating and mitigating regulatory compliance risks, supporting change management processes, staying current on regulatory landscapes, and mentoring other compliance team members.

Skills

Compliance Program Management
Consumer Lending
Regulatory Compliance
Risk Mitigation
Product Development
Credit
Marketing
Legal
Operations
Global Compliance Programs

Arta Finance

Provides personalized investment strategies and services

About Arta Finance

Arta Finance provides tailored investment solutions for a variety of clients, including individual investors and institutional entities. The company focuses on creating personalized investment strategies that align with the specific financial and tax needs of its clients. Revenue is generated primarily through management fees for overseeing investment portfolios and transaction fees for executing trades. Arta Finance promotes a client-centric approach, encouraging clients to evaluate investment opportunities based on their own objectives and risk tolerance. While the company offers expert advice, it does not guarantee the success of its strategies, emphasizing the risks involved in investing. Additionally, it advises clients to consult tax professionals to consider tax implications before making investment decisions.

Mountain View, CaliforniaHeadquarters
2021Year Founded
$87.5MTotal Funding
SERIES_ACompany Stage
Financial ServicesIndustries
51-200Employees

Benefits

Health insurance
High deductible health plan available with HSA contribution
Complimentary one medical membership
20 weeks of parental leave
15 days PTO annually
National & company holidays

Risks

Increased competition from other AI-driven wealth management platforms could dilute market share.
Global expansion may expose Arta Finance to geopolitical risks and regulatory challenges.
Partnerships with large entities like Google Cloud may lead to dependency risks.

Differentiation

Arta Finance democratizes wealth management using AI, making it accessible to more people.
The company offers personalized investment strategies tailored to individual client needs.
Arta Finance partners with tech giants like Google Cloud to enhance platform scalability and security.

Upsides

AI-driven personalization in wealth management is gaining traction, benefiting Arta Finance.
The demand for digital wealth management platforms is projected to grow significantly by 2030.
Arta's global expansion, including Singapore, positions it as a leader in digital wealth management.

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