[Remote] Head of Securities Compliance at Mercury

The Head of Securities Compliance will lead the Securities Compliance team, overseeing RIA and Broker-Dealer compliance programs and developing strategies for future licensing. This role involves maturing foundational programs to manage regulatory obligations, supervising employees working on investment products, and ensuring compliance across regulated entities. Responsibilities include managing examinations and regulatory inquiries, serving as the primary contact with regulatory bodies, and collaborating with cross-functional teams to address regulatory requirements. The position also supports governance efforts, monitors ongoing compliance, and contributes to building a strong culture of compliance across the organization.