Account Manager, Financial Services
AlphaSenseSalary not specified
Full Time
Junior (1 to 2 years)
Not SpecifiedCompensation
Entry Level & New GradExperience Level
Part TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
- High school graduate or comparable work experience. Post-secondary education preferred
- Eager to advance and grow in the Financial Services Industry – Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65])
- Solid technology skills (Microsoft Word, Excel, and Outlook)
- Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills
- Strong attention to detail and accuracy, including the ability to accurately perform semi-advanced math
- Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment
Responsibilities
- Provide extraordinarily professional and courteous client service, managing client requests, account maintenance, and effectively articulating certain requirements in a regulatory environment
- Review, maintain, and process account documents and information; solve complex issues and assignments related to client accounts and transactions, including suspicious activity
- Assist with crafting comprehensive financial plans for current and prospective clients
- Assist in developing and implementing periodic client mailings, communications, and events
- Facilitate the transfer of client funds and/or securities and the issuance of checks upon request
- Seek to improve and expand knowledge of the financial services industry
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
Is this position remote or onsite?
This is an onsite position in Roseburg, OR.
What is the salary for the Client Associate role?
This information is not specified in the job description.
What skills are required for this Client Associate position?
Required skills include solid technology skills in Microsoft Word, Excel, and Outlook; excellent written and verbal communication; strong attention to detail with semi-advanced math ability; and the capacity to handle multiple priorities in a deadline-oriented environment.
What is the company culture like at D.A. Davidson?
D.A. Davidson emphasizes integrity, ethics, and community involvement, with a friendly, open, and supportive culture in an employee-owned firm.
What makes a strong candidate for this role?
Strong candidates have a high school diploma or equivalent, post-secondary education preferred, eagerness to complete SIE, Series 7, and Series 66 exams, and proven client relationship-building skills.
D.A. Davidson
Provides wealth management and financial advisory services
About D.A. Davidson
D.A. Davidson & Co. provides personalized wealth management and financial advisory services to individuals, families, and businesses primarily in the United States. The firm offers a variety of services, including investment management, financial planning, and trust services, aimed at helping clients align their portfolios with their financial goals. D.A. Davidson employs a research-based approach to tailor solutions for a diverse client base, which includes individual investors and business owners. Unlike many competitors, D.A. Davidson has a long history dating back to 1935 and has grown through strategic acquisitions and organic growth, establishing a reputation as a trusted name in the financial services industry. The company's goal is to deliver personalized financial solutions that meet the unique needs of each client.
Great Falls, MontanaHeadquarters
2014Year Founded
VENTURE_UNKNOWNCompany Stage
Financial ServicesIndustries
1,001-5,000Employees
Benefits
Health Insurance
Dental Insurance
Vision Insurance
401(k) Company Match
Paid Vacation
Paid Sick Leave
Paid Holidays
Professional Development Budget
Tuition Reimbursement
Employee Discounts
Company Social Events
Risks
Competition in AI-driven financial services could challenge D.A. Davidson's market position.
Rapid AI technology evolution may outpace D.A. Davidson's current capabilities.
Resource diversion to Diversified Industrials may affect overall service quality.
Differentiation
D.A. Davidson offers personalized wealth management and financial advisory services in the U.S.
The firm has a strong focus on small to middle-market companies across various sectors.
D.A. Davidson's research-based approach aligns client portfolios with financial goals.
Upsides
The rise of digital wealth management platforms enhances personalized investment advice delivery.
Growth in middle-market private equity presents opportunities for D.A. Davidson's advisory services.
Increased focus on sustainable finance aligns with D.A. Davidson's advisory offerings.
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