Senior Compliance Technology Lead at Northern Trust

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

In-depth regulatory compliance change and rules capabilities experience
Hands-on technical experience with horizon scan, GRC systems, and other compliance capabilities systems
Excellent oral and written communication skills
In-depth knowledge of the system development life cycle, the client area's functions and systems, and applications program development technological alternatives
Analytical ability, strong judgment and management skills, and the ability to work effectively with client and IT management and staff
Highly flexible and adaptable to change
Leadership and organizational skills to determine Business Unit's goals, resources needed, and assist in staff skill development
Experience with ecommerce surveillance and trade surveillance systems (preferred)
Experience with archival and data retention, legal hold capabilities (preferred)
Seasoned expert with technical and business knowledge and functional expertise developed over several years
Experience in systems analysis and application program development
Experience with project feasibility, definition requirements, design and/or project leadership
Experience with various technical programming languages and phase report studies

Responsibilities

Provide consultation to business unit and IT management and staff at a high technical level on all phases of the project development cycle
Design systems and their subsystems utilizing a thorough understanding of available technology, tools, and existing designs
Provide management and guidance to junior staff, fostering an environment that encourages employee participation, teamwork, and communication
Consult with business unit partners to obtain the most effective computer utilization to solve business problems or address business needs
Help direct systems projects, including project planning, management status reporting, systems specifications, and implementation
Review, negotiate, and maintain vendor contracts and make recommendations for purchasing outside services
Communicate with various business areas and outside vendors, consultants, and clients regarding automation needs
Help ensure compliance with all audit requirements including change control procedures and data security
Develop and implement compliance technology strategies
Oversee compliance systems
Collaborate with various stakeholders to drive efficient and effective compliance management
Ensure that systems and processes effectively support regulatory adherence

Skills

Key technologies and capabilities for this role

Compliance TechnologyProject ManagementSystems DesignRegulatory ComplianceIT ConsultationStakeholder CollaborationProject PlanningSystems Specifications

Questions & Answers

Common questions about this position

What is the salary for the Senior Compliance Technology Lead role?

This information is not specified in the job description.

Is this a remote position or what is the location requirement?

This information is not specified in the job description.

What key skills are required for this position?

The role requires in-depth regulatory compliance change and rules capabilities experience, hands-on technical experience with horizon scan, GRC systems, and other compliance capabilities systems, plus excellent oral and written communication skills.

What is the company culture like at Northern Trust?

Northern Trust emphasizes enduring principles of service, expertise, and integrity, with a focus on fostering employee participation, teamwork, and communication through guidance to junior staff.

What makes a strong candidate for this Senior Compliance Technology Lead role?

Strong candidates will have in-depth knowledge of the system development life cycle, analytical ability, strong judgment and management skills, leadership and organizational skills, and the ability to work effectively with client and IT management.