Compliance Advisory Senior Manager – Public Markets at Alpine Investors

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Asset Management, Financial ServicesIndustries

Requirements

Proven advisory experience within asset management, legal, or consultancy environments, with strong regulatory interpretation skills
Deep technical knowledge of regulations and products, especially MiFID, UCITS, MMFR, CSDR, and securitisation
Solid understanding of front office systems and controls, including MAR, Best Execution, and MiFID II
Strong grasp of regulatory reporting requirements, particularly MiFIR, and global legislative processes
Excellent communication, attention to detail, and a commercially minded, business-enabling approach

Responsibilities

Provide advice and guidance to Aviva Investors (AI) Public Markets business area on all regulatory matters (other than financial crime)
Work with senior colleagues in the team to oversee and contribute to effective governance processes across AI
Contribute to robust conduct risk management across AI

Skills

MiFID

UCITS

MMFR

CSDR

Securitisation

MAR

Best Execution

MiFID II

MiFIR

Regulatory Reporting

Conduct Risk Management

Asset Management

Alpine Investors

Investment firm specializing in software and services

About Alpine Investors

Alpine Investors specializes in investing in software and services businesses, focusing on executing powerful transitions and scaling through change with a PeopleFirst operating philosophy. The main technologies/methods used in their product include software and services for executing transitions and scaling through change.

San Francisco, CaliforniaHeadquarters

2001Year Founded

$205.5MTotal Funding

VENTURE_UNKNOWNCompany Stage

Consulting, Enterprise Software, Financial ServicesIndustries

201-500Employees

Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Company Match

Flexible Work Hours

Risks

Increased competition in medical software could challenge Alpine's similar investments.

Potential talent drain as key personnel leave Alpine for other firms.

Rapid expansion of Orion Group may lead to operational challenges and integration risks.

Differentiation

Alpine's PeopleFirst strategy includes a unique CEO-in-Residence program for leadership transitions.

Alpine Investors is a Certified B Corp, emphasizing environmental, social, and governance criteria.

Alpine specializes in middle-market software and services, leveraging digital transformation trends.

Upsides

Increasing demand for digital transformation boosts Alpine's software and services investments.

CEO-in-Residence programs are gaining traction, aligning with Alpine's PeopleFirst strategy.

Alpine's focus on ESG criteria enhances its reputation and attracts responsible investors.

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