Senior Compliance Analyst

New York, New York, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, Financial Services, BiotechnologyIndustries

Requirements

Candidates must have a strong understanding of U.S. regulatory requirements, including money transmitter licensing (MTL), regulatory reporting, escheatment/abandoned property management, and customer due diligence (CDD). Previous experience overseeing escheatment and state MTL licensing programs, including preparing and submitting filings through the Nationwide Mortgage Licensing System (NMLS), is required. Experience with enhanced due diligence (EDD) reviews for retail and institutional clients, including verification of identity, beneficial ownership, and source of funds/wealth, is also necessary.

Responsibilities

The Senior Compliance Analyst will maintain and renew over 40 state money transmitter licenses, manage a large portfolio of regulatory reporting obligations, and oversee compliance with state unclaimed property and escheatment requirements. This role involves conducting comprehensive CDD and EDD reviews, investigating escalations related to PEPs, sanctions screening, and adverse media, and supporting various teams with due diligence reviews on escalated cases and suspicious activity. The analyst will also coordinate with state regulators, document and streamline compliance workflows, and serve as a point of contact for regulators and auditors on escheatment-related matters.

Skills

Money Transmitter Licensing (MTL)

Regulatory Reporting

Escheatment

Abandoned Property Management

Customer Due Diligence (CDD)

Financial Crime Compliance

Regulatory Compliance

BSA/AML

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees