Registered Client Care Srvcs Rep (S6/63) - ADM - Remote
Northwestern MutualSalary not specified
- Full Time
- Entry Level & New Grad
Not SpecifiedCompensation
Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
Candidates must have successfully completed the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]), or the ability to obtain licensing, significant knowledge of the securities industry, post-secondary education preferred, solid technology skills (Microsoft Word, Excel and Outlook), and experience with Thomson ONE, Envestnet, CRM, and Money Guide Pro is preferred. Strong communication, problem-solving, and client service skills, along with attention to detail and accuracy, including the ability to perform semi-advanced math, are also required.
Responsibilities
The Registered Client Associate will provide exceptionally professional and courteous customer service supporting client satisfaction, adhering to all Branch, Firm, and Compliance policies, procedures, rules, and regulations, review and maintain account documents and information, inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity, assist FA with comprehensive financial plans, assist FA in developing and implementing client mailings, communications, and events, facilitate the transfer of client funds and/or securities, and enter orders.
Skills
Microsoft Word
Excel
Outlook
Thomson ONE
Envestnet
CRM
Money Guide Pro
Securities Industry Knowledge
Client Service
Communication
Problem Solving
Attention to Detail
Accuracy
Math
D.A. Davidson
Provides wealth management and financial advisory services
About D.A. Davidson
D.A. Davidson & Co. provides personalized wealth management and financial advisory services to individuals, families, and businesses primarily in the United States. The firm offers a variety of services, including investment management, financial planning, and trust services, aimed at helping clients align their portfolios with their financial goals. D.A. Davidson employs a research-based approach to tailor solutions for a diverse client base, which includes individual investors and business owners. Unlike many competitors, D.A. Davidson has a long history dating back to 1935 and has grown through strategic acquisitions and organic growth, establishing a reputation as a trusted name in the financial services industry. The company's goal is to deliver personalized financial solutions that meet the unique needs of each client.
Key Metrics
Great Falls, MontanaHeadquarters
2014Year Founded
VENTURE_UNKNOWNCompany Stage
Financial ServicesIndustries
1,001-5,000Employees