Manager, AML at Northern Trust

St Peter Port, Guernsey

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Experienced AML professional with a background in managing AML operational groups
Expert knowledge of AML regulations and operating model requirements including the use of RegTech solutions to support the completion of AML CDD reviews
Proficient with the use of workflow tools and managing large volumes of data
Highly polished written and verbal communication skills
Understanding of operations control and the use of management tools to facilitate this, including management information dashboards and incident root cause analysis and remediation
Confident communication skills, experienced engaging with senior colleagues across three lines of defence as well as clients / investors to explore issues or requests and to determine solutions or way forward
Experience of strong governance and oversight frameworks, operational management and change management
A collaborative, can-do approach to work, at ease operating independently or as part of a broader team
Strong analytical and problem solving skills
Prior experience of working in Operational Teams where there is a third party / offshore/ outsource relationship
Industry knowledge to be able to challenge credibly

Responsibilities

Supporting the management of the Investor AML Operations group
Supporting the completion of performance management process, identification of training and development needs, and performance standards for the group
Supporting management with staffing decisions, and ensuring resources are available to accomplish priorities
Managing and directing individuals within the relevant groups, usually through relevant direct reports
Participating in developing/provides input and support to the strategic plan around the delivery of AML services to the business
Providing additional leadership support within large specialized groups
Supporting the management of the day-to-day Investor AML Operations in Guernsey
Supporting the oversight of the provision of Compliance as a Service to Clients (MLRO services to GP boards)
Acting as subject matter expert in client and investor engagement
Acting as an escalation point for clients / investor issues
Participating in developing/provides input and support to the strategic plan
Supporting regulatory examinations and internal and external audits of AML related topics
Advising business partners, including senior management, on compliance with applicable laws, rules and standards, including keeping them informed on developments with business procedures and processes
Partnering with senior management to identify Compliance programs which should require training, as well as the partners who should take certain training
Establishing written guidance on compliance with and implementation of applicable laws, rules and standards
Identifying, documenting and, as necessary, escalating AML Compliance risks associated with the Company’s activities
Supporting the expansion of outsourcing support and the monitoring and relevant reporting in relation to outsourced activities
Supporting Compliance function with collation and provision of relevant information including MI to support Regulatory and internal data demands