Generative AI Monitoring Analyst, Compliance & Control, S&P Global Ratings at S&P Global

New York, New York, United States

S&P Global  Logo
Not SpecifiedCompensation
Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Credit RatingsIndustries

Requirements

  • 3+ years of relevant experience in financial services
  • Knowledge of risk management and framework development to conduct compliance monitoring reviews
  • Knowledge of automation techniques
  • Knowledge of AI and machine learning
  • Understanding of financial markets, the business environment, and financial data
  • Proficiency with Excel, SQL, and Python required
  • Experience in data mining, data warehousing, and data mapping
  • BA or BS in a business or financial engineering field
  • Preferred: MBA
  • Preferred: Proficiency with VBA and R

Responsibilities

  • Assesses the effectiveness of controls over the operation of Generative AI tools and models and reviews structured and unstructured data from internal and external sources used in Generative AI tools and models
  • Demonstrates an understanding of AI tools and risks, gaining a comprehensive working knowledge of S&P’s relevant tools, and assists in the generation and preparation of metrics and reporting on AI-generated data input/output
  • Evaluates the performance of Generative AI tools to ensure they are functioning as expected and that their uses remain as intended through the development of risk-based monitoring reviews
  • Assesses the adequacy and effectiveness of governance of AI tools from development to operation and subsequent revisions
  • Coordinates with global offices to ensure data analyses and reports are accessible to all relevant stakeholders and are treated consistently
  • Assists with planning, organizing, executing, and documenting all activities. Conducts ad-hoc research as necessary
  • Conducts regular reviews and audits to ensure compliance with established standards
  • Applies knowledge of Excel or other programming languages, such as Python or R, to contribute to the oversight of the development and application of tools that utilize AI to facilitate analyses, visualizations, and develop risk-based monitoring reviews

Skills

Key technologies and capabilities for this role

Generative AIAI MonitoringRisk AnalysisComplianceData AnalysisControls TestingMetrics ReportingStructured DataUnstructured DataProblem Solving

Questions & Answers

Common questions about this position

What is the salary range for this position?

The anticipated base salary range for this position is $116,000 to $143,000 for US candidates, with final base salary based on the individual’s geographic location.

Is this role remote or does it require office work?

This information is not specified in the job description.

What skills are required for the Generative AI Monitoring Analyst role?

Required skills include knowledge of Excel or programming languages such as Python or R, strong analytical abilities, attention to detail, multi-tasking, and excellent verbal and written communication.

What is the team culture like for this position?

The role is within a global team in the Risk & Compliance Department that values collaboration, and it suits a diligent, analytically curious self-starter with a strong work ethic.

What makes a strong candidate for this role?

A strong candidate is a self-starter with analytical curiosity, a strong work ethic, excellent multi-tasking skills, attention to detail, and the ability to analyze and solve problems insightfully.

S&P Global

Provides financial information and analytics services

About S&P Global

S&P Global provides financial information and analytics to a wide range of clients, including investors, corporations, and governments. The company offers services such as credit ratings, market intelligence, and indices, which help clients understand and navigate the global financial market. S&P Global's products work by utilizing advanced data analytics and research to deliver insights that assist clients in making informed decisions and managing risks. Unlike many competitors, S&P Global has a diverse range of divisions, including S&P Global Ratings and S&P Dow Jones Indices, which allows it to cater to various financial needs. The company's goal is to support clients in driving growth while also committing to corporate responsibility and positive societal impact.

New York City, New YorkHeadquarters
1917Year Founded
IPOCompany Stage
Data & Analytics, Financial ServicesIndustries
10,001+Employees

Benefits

Health Insurance
Unlimited Paid Time Off
Professional Development Budget
401(k) Company Match
Family Planning Benefits
Employee Discounts

Risks

Integration challenges with new acquisitions like ProntoNLP may cause operational issues.
Increased competition from AI-driven platforms like Brooklyn Investment Group.
Dependence on volatile credit ratings market could impact revenue stability.

Differentiation

S&P Global integrates advanced AI tools for superior financial analytics capabilities.
The company offers comprehensive ESG solutions, meeting growing sustainability demands.
S&P Global's diverse divisions provide a wide range of financial services globally.

Upsides

Acquisition of ProntoNLP boosts data analytics and sentiment scoring capabilities.
Rising demand for ESG data enhances S&P Global's market position.
Expansion into India strengthens S&P Global's research and insights offerings.

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