Sr. Compliance Analyst
Credit KeySalary not specified
- Full Time
- Junior (1 to 2 years)
Not SpecifiedCompensation
Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Banking, ComplianceIndustries
Requirements
Candidates should possess a Bachelor’s degree in Finance, Accounting, Business Administration, or a related field, and ideally have a strong understanding of banking regulations and compliance requirements. A minimum of one to two years of experience in compliance or a related field is preferred, with demonstrated knowledge of regulatory frameworks and risk management principles.
Responsibilities
The Compliance Officer I will conduct testing in accordance with established standards and procedures to ensure adherence to state and federal laws, rules, and regulations. They will prepare reports, communicate test results and instances of non-compliance to senior leadership, and advise on corrective actions. The role involves conducting reviews of processes, executing testing responsibilities with minimal supervision, developing testing timelines, researching regulatory changes, designing test plans and scripts, conducting walkthroughs, documenting testing performed, and ensuring compliance controls are functioning effectively.
Skills
Regulatory Frameworks
Risk Management
Compliance
Testing
Reporting
Process Review
Test Plans
Test Scripts
Documentation
Walkthroughs
Regulatory Changes
Fifth Third Bank
Provides banking, loans, and wealth management services
About Fifth Third Bank
Fifth Third Bank offers a variety of financial services, including personal and business banking, loans, mortgages, credit lines, and insurance products. Their services cater to individual consumers, small businesses, and commercial clients, providing comprehensive solutions for managing finances. The bank generates revenue through interest on loans, service fees, and commissions from insurance and investment products. Unlike many competitors, Fifth Third Bank emphasizes community engagement and financial education, providing resources to help clients improve their financial literacy. The goal of Fifth Third Bank is to support clients in achieving their financial objectives while fostering a strong connection with the communities they serve.
Key Metrics
Cincinnati, OhioHeadquarters
1858Year Founded
IPOCompany Stage
Social Impact, Financial ServicesIndustries
10,001+Employees