Vice President, Compliance Officer at AQR Capital Management

New York, New York, United States

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Alternative Investments, Private Equity, FinanceIndustries

Requirements

5+ years of compliance and/or white-collar litigation related experience
JD (Juris Doctor) or equivalent strongly preferred
Understanding of Core Focus Areas (national security, lobbying, business ethics, anti-money laundering, trade & economic sanctions, anti-corruption, and litigation history)
Analytical and collaborative skills

Responsibilities

Conduct thorough reviews of potential investments across all business lines, specifically focusing on the Core Focus Areas
Review and edit counterparty and transactional legal agreements from the perspective of the Core Focus Areas
Draft “model” policies for portfolio companies across Core Focus Areas and Secondary Focus Areas, in collaboration with other subject-matter experts. Oversee adaptation and implementation of these policies
Monitor and test portfolio company investments, primarily focusing on North American investments in private equity, lending, and supply chain strategies
Assist with designing and providing compliance training for Core Focus Areas
Advise on portfolio company to portfolio company transactions and Cerberus-related compliance matters, including management incentive plan approvals, management-fee offsets, and employee matters
Coordinate with other subject-matter experts in areas such as employee benefits, risk-management/insurance, ESG, data-privacy, and cyber security

Skills

Compliance

Due Diligence

Anti-Money Laundering

Trade Sanctions

Anti-Corruption

National Security

Lobbying

Business Ethics

Litigation Review

Policy Development

Risk Management

AQR Capital Management

Global investment management firm offering diversified strategies

About AQR Capital Management

AQR Capital Management provides investment management services with a focus on technology, data, and behavioral finance. The firm offers a variety of investment strategies that are based on a consistent set of principles, aiming to achieve long-term and repeatable results. AQR works primarily with institutional investors such as pension funds, insurance companies, and sovereign wealth funds, as well as financial advisors and their clients. Their investment approach combines both qualitative and quantitative methods to carefully design and test investment models. AQR differentiates itself by applying systematic and well-thought-out investment solutions that enhance portfolio construction, risk management, and trading. The company's goal is to deliver value through effective asset management while generating revenue from management and performance fees on the assets they oversee.

Greenwich, ConnecticutHeadquarters

1998Year Founded

VENTURE_UNKNOWNCompany Stage

Quantitative Finance, Financial ServicesIndustries

501-1,000Employees

Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Retirement Plan

Paid Vacation

Risks

Increased competition from quantitative firms may erode AQR's market share.

The rise of passive strategies like ETFs could impact demand for AQR's services.

Regulatory scrutiny on quantitative trading could increase compliance costs for AQR.

Differentiation

AQR integrates financial theory with practical application for superior investment results.

The firm uses quantitative tools to process fundamental information and manage risk.

AQR's systematic approach aligns with the growing trend of factor investing.

Upsides

AQR can leverage ESG factors in their quantitative models to meet rising demand.

Machine learning advancements enhance AQR's data analysis and predictive modeling capabilities.

AQR can capitalize on personalized investment solutions with their quantitative tools.

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