Sr. Analyst, AML Framework at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, BankingIndustries

Requirements

Bachelor’s/College Degree
Financial Institution Regulatory and Compliance knowledge including AML, Customer Identification Program (CIP), Enhanced Due Diligence (EDD), Know Your Customer (KYC), and Economic Sanctions laws and regulations, usually acquired through formal education or experience
ACAMS certification desired but not required
Strong analytical skills to execute test scripts, identify exceptions, and determine control weaknesses
Strong verbal and written communication skills to analyze, summarize information, draft reports, and explain complex information
Strong interpersonal skills to develop relationships with partners in first and second lines of defense
Organizational skills to coordinate compliance
Attention to detail
Proactivity and minimal supervision required
Expanded conceptual knowledge in own job discipline
Ability to understand key business drivers

Responsibilities

Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules, and standards
Escalates to Global AML management any regulatory compliance risks identified during testing
Leads projects or initiatives to support the Global AML program
Performs ongoing monitoring and reporting of key Global AML functional activities
Provides support as requested by Global AML Management to resolve compliance issues, including actions in response to Regulatory exam and Audit findings
Reviews assigned laws/regulations and related policies/procedures to understand test scripts for execution of testing
Conducts and adequately documents testing to assess compliance with and adherence to regulations and policies/procedures
Applies analytical skills to review information and determine potential control weaknesses or exceptions to policies/processes
Summarizes testing results in clear, concise language
Drafts reports to communicate testing results to stakeholders
Assists with validation testing of issues identified to ensure actions have been adequately closed
Uses existing procedures to solve standard problems and analyzes information and standard practices to make judgments
Works within standardized procedures and practices to achieve objectives and meet deadlines
Serves as a key subject matter expert to partners in the first and second lines of defense
Represents the department in various meetings within AML and other Risk functions
Delivers a work product that requires minimal revision from management
Analyzes possible solutions using technical experience and judgment and precedents
Displays confidence and expertise to advise management and the business
Applies earned experience providing compliance advisory/consultancy and operational support