Senior Compliance Associate, QA

United States

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$65,000 – $101,000Compensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, Financial Services, BlockchainIndustries

Requirements

The Senior Compliance Associate, QA must have experience managing a Financial Intelligence Unit (FIU) Quality Assurance (QA) program from start to finish, including transaction and blockchain monitoring, investigations, and suspicious reporting filings. They should be proficient in conducting QA reviews across various compliance functions such as Enhanced Due Diligence (EDD), FIU, and Sanctions. A strong understanding of QA methodologies, risk-focused models, and the ability to analyze quality performance data to identify trends and root causes are essential. The role requires excellent documentation and reporting skills, the ability to foster cross-functional relationships, and a proactive, solutions-driven approach to risk management. Experience with AI workflows and familiarity with the crypto space are beneficial.

Responsibilities

The Senior Compliance Associate, QA will be responsible for maintaining, updating, and executing the FIU QA program, conducting QA reviews across compliance functions, and assisting in the development and refinement of QA and Compliance testing programs and procedures. They will analyze quality performance data, document findings, and prepare comprehensive reports for stakeholders, contributing to QA MI reporting and Observation & Recommendation reports. This role involves applying QA scoring methodologies, documenting QA feedback, collaborating with stakeholders on remediation, and supporting continuous improvement efforts. The associate will also help promote a culture of compliance and quality assurance and produce polished deliverables for internal and external reporting.

Skills

Compliance

Quality Assurance

Risk Management

Governance

Oversight

Problem-Solving

Kraken

Cryptocurrency exchange for buying and trading

About Kraken

Kraken is a cryptocurrency exchange platform that allows users to buy, sell, and trade various digital assets. It offers features that cater to both beginners and experienced traders, making it easy to navigate the cryptocurrency market. Users can execute trades with high liquidity, which means their transactions are completed quickly. The platform charges low transaction fees, sometimes as low as 0%, helping users keep more of their profits. Kraken also provides advanced charting tools to help investors track their investments effectively. Security is a major focus, with multiple protective measures in place to keep user assets safe. The platform supports 70 different asset pairs and is continuously expanding its offerings. Additionally, Kraken offers 24/7 global support to assist users with any questions or issues.

San Francisco, CaliforniaHeadquarters

2011Year Founded

$108.5MTotal Funding

SERIES_CCompany Stage

Crypto & Web3, Financial ServicesIndustries

501-1,000Employees