RegOps-Managed Services Manager at S&P Global

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Asset ManagementIndustries

Requirements

Bachelor’s degree required
Minimum 7+ years of experience in regulatory transaction reporting within a major buy-side institution, top-tier investment bank, or management consultancy
Hands-on experience with regulatory reporting operations such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR is essential
Deep expertise in regulatory transaction reporting regimes and technical specifications
Strong risk management awareness with the ability to identify risk events and escalate appropriately to senior management
Solid understanding of derivatives, transaction information and reference data, with the capability to interpret requirements, source relevant data, and translate findings into internal workflows
Broad knowledge of front, middle, and back-office functions within financial institutions
Broad understanding of market infrastructure in OTC and ETD derivatives including trading venues, clearing houses and service providers
Solid understanding of trade lifecycles
Proven track record in owning and implementing new processes and driving change management initiatives
Demonstrated ability to lead projects and processes with clear plans, objectives, timelines, and successful outcomes
Skilled in independently creating and presenting executive summaries and management updates
Strong influencing skills with the ability to lead and motivate stakeholders across teams and the wider organization
Clear communication style

Responsibilities

Functional owner of the transaction reporting regulatory operations unit within a Tier 1 Asset Manager
Serve as the people manager for a team of onshore and offshore managers, senior analysts and analysts in providing training, mentorship, performance evaluations, etc
Serve as the strategic advisor to business stakeholders for the “change the bank” and “run the bank” workstreams
Optimize and improve current BAU reporting process, infrastructure, data quality
Contribute to the global G20 and SFTR transaction reporting program supporting EMIR, ASIC, MAS, SFTR, etc., ensuring alignment with regulatory requirements and business objectives
Collaborate with technology, compliance, product, and other internal teams to gather requirements and implement policies
Act as an escalation point for reporting exceptions and structural reporting challenges
Participate in control testing, audits, and regulatory exams as required
Drive automation and standardization solutions based on business needs and demand
Provide insights, metrics and feedback on critical issues, common themes and implement solutions to address gaps
Prioritize and track reporting enhancements in collaboration with internal and external stakeholders
Coordinate calculations and communications related to ‘errors and omissions’ in reporting
Work closely with technology teams and vendors to develop and enhance reporting tools and workflows
Assist in the continuous improvement of client’s trade reporting process and overall reporting control framework, contributing to process enhancements and quality assurance efforts to drive measurable improvements in reporting completeness, accuracy, and timeliness

Skills

Key technologies and capabilities for this role

Transaction ReportingRegulatory ComplianceEMIRSFTRASICMASTeam ManagementData QualityAutomationControl TestingRegulatory AuditsStakeholder Collaboration

Questions & Answers

Common questions about this position

What experience is required for this role?

Candidates need a Bachelor’s degree and a minimum of 7+ years of experience in regulatory transaction reporting within a major buy-side institution, top-tier investment bank, or management consultancy, with hands-on experience in regimes such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR.

Where is this position located?

The position is located in London.

What are the main responsibilities of this role?

The role involves serving as the functional owner and people manager for a team handling transaction reporting, optimizing BAU processes, contributing to global regulatory programs like EMIR and SFTR, collaborating with stakeholders, and driving automation and improvements.

What kind of team does this role manage?

The role manages a team of onshore and offshore managers, senior analysts, and analysts, providing training, mentorship, and performance evaluations.

What makes a strong candidate for this position?

A strong candidate will have deep expertise in regulatory transaction reporting regimes and technical specifications, plus strong risk management awareness, along with proven experience in buy-side or investment banking operations.

S&P Global

Provides financial information and analytics services

About S&P Global

S&P Global provides financial information and analytics to a wide range of clients, including investors, corporations, and governments. The company offers services such as credit ratings, market intelligence, and indices, which help clients understand and navigate the global financial market. S&P Global's products work by utilizing advanced data analytics and research to deliver insights that assist clients in making informed decisions and managing risks. Unlike many competitors, S&P Global has a diverse range of divisions, including S&P Global Ratings and S&P Dow Jones Indices, which allows it to cater to various financial needs. The company's goal is to support clients in driving growth while also committing to corporate responsibility and positive societal impact.

New York City, New YorkHeadquarters

1917Year Founded

IPOCompany Stage

Data & Analytics, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Unlimited Paid Time Off

Professional Development Budget

401(k) Company Match

Family Planning Benefits

Employee Discounts

Risks

Integration challenges with new acquisitions like ProntoNLP may cause operational issues.

Increased competition from AI-driven platforms like Brooklyn Investment Group.

Dependence on volatile credit ratings market could impact revenue stability.

Differentiation

S&P Global integrates advanced AI tools for superior financial analytics capabilities.

The company offers comprehensive ESG solutions, meeting growing sustainability demands.

S&P Global's diverse divisions provide a wide range of financial services globally.

Upsides

Acquisition of ProntoNLP boosts data analytics and sentiment scoring capabilities.

Rising demand for ESG data enhances S&P Global's market position.

Expansion into India strengthens S&P Global's research and insights offerings.

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