Operations Associate - Customer Reporting Associate at D.A. Davidson

Great Falls, Montana, United States

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Not SpecifiedCompensation

Entry Level & New Grad, Junior (1 to 2 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Wealth ManagementIndustries

Requirements

Prior experience working in an office setting
Strong background in Microsoft Word, Excel and Access
Strong math skills
Detail oriented
Strong writing skills
Follow policies and procedures; maintain client confidentiality
Communicate in a clear and service-oriented manner; use appropriate, professional language and grammar to effectively exchange ideas and information
Ability to proactively work with both external and internal clients; relate with others in a professional manner to accomplish work responsibilities and objectives
Ability to maintain regular, predictable attendance

Responsibilities

Maintain client cost basis information on the cost basis reporting system in accordance with IRS cost basis regulations
Research and update cost basis, transferring both internally and externally
Manage daily report monitoring and updating as needed
Monitor the transferring of cost basis and update client accounts; work on internal and external client transfers, including but not limited to, ACAT and Non-ACAT transfers
Achieve a basic knowledge of the client statements and confirms
Achieve a basic knowledge of securities and security master
Participate in the production and processing of the monthly client statement; maintain security pricing, perform price research and follow the pricing policy (works with outside third-party pricing vendors and Supervisor/Manager; high level of responsibility; pricing securities and maintaining the accuracy of this information requires significant attention to detail and knowledge)
Answer client statement, confirm and performance reporting questions (works with Wealth Management and outside vendor)
Review and interpret tax consequences of reorganizations and other corporate actions (works with the Reorg Department, and outside third-party resources to determine how the reorganization should be run; involves interpreting and updating client accounts for corporate actions)
Perform any other duties as assigned

Skills

Microsoft Excel

Microsoft Word

Microsoft Access

Cost Basis Reporting

Performance Reporting

Client Account Management

IRS Regulations

Data Research

D.A. Davidson

Provides wealth management and financial advisory services

About D.A. Davidson

D.A. Davidson & Co. provides personalized wealth management and financial advisory services to individuals, families, and businesses primarily in the United States. The firm offers a variety of services, including investment management, financial planning, and trust services, aimed at helping clients align their portfolios with their financial goals. D.A. Davidson employs a research-based approach to tailor solutions for a diverse client base, which includes individual investors and business owners. Unlike many competitors, D.A. Davidson has a long history dating back to 1935 and has grown through strategic acquisitions and organic growth, establishing a reputation as a trusted name in the financial services industry. The company's goal is to deliver personalized financial solutions that meet the unique needs of each client.

Great Falls, MontanaHeadquarters

2014Year Founded

VENTURE_UNKNOWNCompany Stage

Financial ServicesIndustries

1,001-5,000Employees

Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Company Match

Paid Vacation

Paid Sick Leave

Paid Holidays

Professional Development Budget

Tuition Reimbursement

Employee Discounts

Company Social Events

Risks

Competition in AI-driven financial services could challenge D.A. Davidson's market position.

Rapid AI technology evolution may outpace D.A. Davidson's current capabilities.

Resource diversion to Diversified Industrials may affect overall service quality.

Differentiation

D.A. Davidson offers personalized wealth management and financial advisory services in the U.S.

The firm has a strong focus on small to middle-market companies across various sectors.

D.A. Davidson's research-based approach aligns client portfolios with financial goals.

Upsides

The rise of digital wealth management platforms enhances personalized investment advice delivery.

Growth in middle-market private equity presents opportunities for D.A. Davidson's advisory services.

Increased focus on sustainable finance aligns with D.A. Davidson's advisory offerings.

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