AML Investigator
OppFiSalary not specified
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME) at Capital One
Richmond, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- High School Diploma, GED or equivalent certification
- At least 1 year of Anti-Money Laundering (AML) experience within the financial industry
- Active working knowledge of current FIU investigative processes and procedures, including general awareness of all applicable work types (e.g., Bank, Card, and COAF)
- High level of experience, leadership, and influence
- Critical thinker able to identify enhancements and opportunities, develop and execute solutions, and foster collaboration and teamwork
- Proficient communicator able to move seamlessly between oral and written communication and tailor presentations to the audience
- Organized individual who prioritizes tasks, meets deadlines, and manages multiple responsibilities
- Strong leader who understands building consensus
- Driven investigator with strong understanding of AML risk, management practices, and regulatory requirements
- Effective management of queue, time, and calendar with ability to escalate when appropriate
Responsibilities
- Conducting investigations within queues (e.g., alert and/or case investigations) while maintaining high standards of production and quality
- Training, mentoring, and coaching team members
- Facilitating and assisting with the creation and/or maintenance of New Hire training, Refresher training, and other Departmental training initiatives
- Assisting people leaders with ad-hoc duties (e.g., SAR reviews when supervisor is on PTO, running team huddles)
- Participating in appropriate meetings when overseeing teams for people leaders
- Identifying opportunities to partner with groups outside the department for collaboration, consistency, and awareness
- Identifying process and procedural improvements, proposing solutions, and owning/managing execution of ideas and outcomes
- Acting as a “go-to” resource for leadership and investigators for questions and other workstream needs while managing time in production and other responsibilities
Skills
AML
FIU
SAR
Alert Investigations
Case Investigations
Training
Mentoring
Process Improvement
Queue Management
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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