Trade and Transaction Reporting Specialist – Vice President at Northern Trust

Chicago, Illinois, United States

Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Excellent knowledge of TRACE, CAT and CAIS
Excellent communication and ability to convey complex principles clearly and concisely
Excellent stakeholder management, confident facing off to senior management across Tech and Non-Tech
Experience in translating regulatory text into business analysis and impact on firm flows as well as fields mapping and lineage across the stack
Project management experience and ability to orchestrate IT system integration and reporting solutions implementation with Tech
Understanding of transaction reporting BAU activities such as reconciliation, exceptions, back reporting, manual uploads
Familiarity with FINRA portals
Basic knowledge of business intelligence tools and SQL is welcomed but not essential

Be the reference person for TRACE regulation and where necessary interact with Risk, Compliance, Legal, Business and other operations teams
Drive internal teams to deliver change initiatives and oversight BAU daily operations
Follow regulatory developments across the relevant industry working groups
Maintain procedures, continuously improve processes, and control framework
Address issue remediation tactically and strategically partnering with front-to-back tech teams
Ensuring the adequacy and delivery of internal reporting and MI to management
Manage relationship with vendors
Shape and own the strategy to achieve accurate, complete and timely reporting
Manage TRACE reporting and contribute in other FINRA regulations such as CAT and CAIS to drive change and ensure operational excellence