Compliance Manager
HeadwayFull Time
Senior (5 to 8 years), Expert & Leadership (9+ years)
Candidates must have experience serving as the primary compliance advisor for customer-facing marketing and advertising materials. They should be proficient in reviewing and approving promotional content, affiliate/influencer materials, and website disclosures to meet NFA Rules, CFTC regulatory standards, and internal policies. Experience partnering with Marketing, Growth, Customer Service, and Product teams during early campaign planning is essential. The role also requires experience in reviewing employee communications for compliance, providing guidance on conflicts of interest, personal trading, and ethical conduct, and leading quality assurance on compliance-reviewed materials. Tracking and reporting key compliance metrics and developing process improvements are also necessary qualifications.
The Senior Manager, Conduct & Communications Compliance is responsible for ensuring all customer-facing communications, including advertisements, website content, affiliate materials, and product disclosures, comply with NFA, CFTC, and internal standards. This role leads NinjaTrader’s pre-use review process, maintains a compliant and auditable marketing archive, and partners closely with Marketing, Growth, Product, and Legal teams to embed compliance early in the content lifecycle. The individual will also guide the governance of employee communications, sales practices, conflicts of interest, and ethics policies as part of the firm’s broader conduct program. Responsibilities include reviewing and documenting promotional materials, affiliate/influencer content, and website disclosures; partnering with internal teams on claims, disclosures, and user experience; maintaining a complete marketing archive; reviewing and monitoring employee communications; providing guidance on ethical conduct and conflicts of interest; leading quality assurance on compliance-reviewed materials; tracking and reporting key compliance metrics; and developing and implementing process improvements.
Comprehensive trading platform for active traders
NinjaTrader provides a trading platform tailored for active traders and small trading firms involved in futures, forex, and options markets. The platform allows users to analyze markets, develop trading strategies, and execute trades. It offers advanced charting, market analysis, and trade simulation tools for free, enabling users to test their strategies without financial risk. NinjaTrader generates revenue through trade commissions, fees for premium features, and partnerships with third-party vendors for additional tools. A key feature is its support for automated trading strategies, allowing users to create algorithmic systems that execute trades based on set criteria, which helps reduce emotional decision-making. The platform also emphasizes risk management, encouraging users to trade only with risk capital. Overall, NinjaTrader aims to help traders make informed and less stressful trading decisions while providing a customizable trading experience.