Senior Issuer Surveillance Analyst at Nasdaq

Vilnius, Vilniaus Apskritis, Lithuania

Nasdaq Logo
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Capital MarketsIndustries

Requirements

  • Fluent in English (oral and writing)
  • Experience of finance, financial markets and understanding of trading and financial instruments
  • Broad knowledge of Microsoft Excel, proficiency with Word and PowerPoint
  • Excellent oral and written communication skills
  • Team player with a proactive approach and able to collaborate across departments/locations
  • Excellent organizational and time-management capabilities
  • Preferably a degree in Finance, Law, Economics, Business or a related field

Responsibilities

  • Assessing and managing instrument listing and corporate action requests
  • Reviewing required documentation to list instruments at Nasdaq Stockholm and process corporate actions, including disclosure documents (e.g. prospectuses, etc.)
  • Supporting issuers, advisers and other external stakeholders on listing requirements and the associated documents required to list at Nasdaq Stockholm
  • Managing and addressing general issuer surveillance queries, enforcing best practice and applicable procedures
  • Draft, update and publish market announcements which contribute to the transparent, fair and orderly functioning of the market
  • Coordinating with internal stakeholders such as Product teams, Backoffice, Trading Surveillance, etc

Skills

Issuer Surveillance
Listings Management
Corporate Actions
Market Monitoring
Regulatory Compliance
Equities
Fixed Income
Exchange Traded Products

Nasdaq

Operates electronic stock exchange and financial services

About Nasdaq

Nasdaq operates one of the largest electronic stock exchanges in the world, providing a platform for buying and selling securities. It caters to a wide range of clients, including individual and institutional investors, as well as corporations. Nasdaq offers various financial products and services, such as the Nasdaq Smart Portfolio, which uses advanced analytics to help investors optimize their stock portfolios. Additionally, Nasdaq supports non-financial marketplaces and is recognized for its efforts in sustainable investment practices. The company earns revenue through transaction and listing fees, along with subscription services for its products. Nasdaq aims for global expansion and innovation, with nearly 40 offices around the world.

New York City, New YorkHeadquarters
1971Year Founded
$9,370.5MTotal Funding
IPOCompany Stage
Data & Analytics, Fintech, Financial ServicesIndustries
5,001-10,000Employees

Risks

Adenza acquisition's high price may affect shareholder confidence and stock performance.
Integration of Metrio's ESG software may face challenges, delaying expected benefits.
Nasdaq's secondary stock offering could lead to stock dilution, affecting shareholder value.

Differentiation

Nasdaq operates one of the world's largest electronic stock exchanges.
Nasdaq offers advanced analytics through its Smart Portfolio for investment optimization.
Nasdaq is a pioneer in sustainable investment practices with a focus on ESG solutions.

Upsides

Nasdaq's acquisition of Adenza expands its financial technology capabilities.
Nasdaq's secondary stock offering could provide capital for strategic investments.
Nasdaq Private Market's Series B financing indicates strong investor confidence.

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