Compliance Manager
PhantomSalary not specified
- Full Time
- Mid-level (3 to 4 years)
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial TechnologyIndustries
Requirements
Candidates should possess 5-7 years of experience in a compliance advisory role, ideally within a financial technology company, and demonstrate subject matter expertise in consumer regulatory compliance, including Regulation E, Regulation Z, UDAAP, and CFPB guidelines. They should have a proven track record of collaborating with product teams on regulatory compliance matters, evaluating emerging products for compliance risk, and conducting compliance reviews of new products and marketing materials.
Responsibilities
The Senior Compliance Risk Manager will work closely with cross-functional risk and product teams to bring Mercury products to market in compliance with financial partner and regulatory obligations, stay up to date with regulatory changes and implement necessary updates, support expansion for new payments product launches by scoping and communicating product and compliance requirements, drive remediation efforts for products within their scope, support the compliance function in defining departmental initiatives, maintaining policies and procedures, developing documentation solutions, and liaising with auditors, and contribute to building a strong culture of compliance across Mercury.
Skills
Consumer Regulatory Compliance
Regulation E
Regulation Z
UDAAP
CFPB Guidelines
Financial Crimes
Licensing Requirements
Regulatory Reporting
Financial Product Obligations
Consumer Compliance
Conduct Risk
Complaints Handling
Product Compliance
Compliance Review
Emerging Product Evaluation
Regulatory Updates
Mercury
Banking services for startups and founders
About Mercury
Mercury provides banking services specifically designed for startups, regardless of their size or stage of development. Their offerings include free checking and savings accounts, debit and credit cards, and options for domestic and international wire transfers, as well as treasury and venture debt services. The platform is user-friendly, allowing founders to manage their finances with ease. What sets Mercury apart from traditional banks is its focus on the startup community, offering programs that connect founders with valuable resources and advice to help them succeed. The goal of Mercury is to empower startups by providing them with the financial tools and support they need to grow and thrive.
Key Metrics
San Francisco, CaliforniaHeadquarters
2017Year Founded
$146.8MTotal Funding
DEBTCompany Stage
Fintech, Financial ServicesIndustries
1,001-5,000Employees