Internal Audit Compliance Lead

The Internal Audit Compliance Lead will execute the internal audit program, focusing on BSA/AML, OFAC, consumer protection, and licensing compliance. Responsibilities include conducting independent assessments, performing walkthroughs and control testing, identifying control weaknesses, drafting audit findings, preparing formal reports, and monitoring remediation efforts. This role will also support audit readiness for external stakeholders, assist in establishing an internal audit framework and documentation standards for FinTech, contribute to the Audit Policy design, coordinate with 1st and 2nd Line functions, and help establish a Quality Assurance function. Potential involvement in SOX readiness efforts may also be required.