Senior Central Compliance Officer

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Investment Management, Financial ServicesIndustries

Requirements

Candidates should possess a Bachelor’s degree in Finance, Law, or a related field, along with a minimum of 8 years of experience in compliance, with at least 5 years in a senior role within the investment management industry. Strong knowledge of regulatory frameworks such as MiFID II, EMIR, and MIFIR is essential, as is experience with CASS arrangements and personal account dealing. The role requires excellent analytical and problem-solving skills, as well as the ability to interpret and apply complex regulations.

Responsibilities

The Senior Central Compliance Officer will support the Head of Central Compliance in establishing and maintaining a robust central compliance framework, monitoring adherence to this framework across Jupiter, and providing management information on conduct-related issues. They will contribute to proactive regulatory change by researching and acting as a subject matter expert, responding to consultations, and collaborating with industry trade bodies. The role involves regular reviews of processes to identify efficiencies and automation opportunities, providing second-line oversight of CASS arrangements, and overseeing CASS resolution packs. Additionally, the officer will review MIFIR and EMIR breaches, propose control enhancements, and file regulatory notifications. They will also provide compliance support related to the Data Protection framework, participate in the Data Protection Forum, and offer technical advice to the first line on conflicts identification and control assessments.

Skills

Compliance

Investment Management

Regulatory Compliance

Risk Management

Financial Services

Communication

Collaboration

Acadian Asset Management

Global investment management using quantitative strategies

About Acadian Asset Management

Acadian Asset Management specializes in quantitative investment strategies, using mathematical models and data analysis to guide their investment decisions. They primarily serve institutional clients, such as pension funds and foundations, and focus on equities and other asset classes in both developed and emerging markets. Their systematic approach employs computer algorithms to analyze large amounts of financial data, helping to identify investment opportunities and manage risks effectively. This method aims to achieve higher returns compared to traditional investment strategies. Acadian generates revenue through management fees based on assets under management and performance fees linked to investment success. Additionally, they prioritize corporate social responsibility, engaging in community initiatives and promoting diversity, equity, and inclusion within their organization. Their goal is to deliver superior investment performance while positively impacting the community.

Boston, MassachusettsHeadquarters

1986Year Founded

VENTURE_UNKNOWNCompany Stage

Quantitative Finance, Financial ServicesIndustries

201-500Employees

Benefits

Hybrid Work Options

Professional Development Budget

Risks

Competition from firms like Two Sigma could erode Acadian's market share.

Passive investing trends threaten Acadian's active management model.

Regulatory scrutiny on algorithmic trading may impact Acadian's operations.

Differentiation

Acadian uses sophisticated analytical models for active stock selection.

Their proprietary database covers over 40,500 securities in 100+ markets.

Acadian offers customized investment management solutions for institutional clients.

Upsides

Increased interest in ESG investing aligns with Acadian's sustainability commitment.

AI-driven strategies enhance Acadian's quantitative model capabilities.

Growing demand for customized solutions benefits Acadian's tailored services.

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