Program Manager, Compliance at Fidelity Investments

Westlake, Texas, United States

Fidelity Investments Logo
Not SpecifiedCompensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, ComplianceIndustries

Requirements

  • Bachelor's degree in business administration, finance, or information systems
  • Over 6 years of related experience
  • Proven track record of excellence in program management
  • Dedication to compliance with regulations
  • Strong problem-solving and data analytical abilities
  • Excellent presentation, written, and interpersonal communication abilities
  • Strong team working style with superb relationship management and facilitation skills
  • Ability to take initiative and make decisions driven by customer needs
  • Experience engaging with both internal and external partners to support dependencies and integrations
  • Outstanding skills in building positive relationships with cross-functional teams
  • Proficiency in MS Word, Excel, and PowerPoint

Responsibilities

  • Collaborating with different departments to understand and address their current and future needs
  • Developing, testing, and implementing technical solutions that align with strategic goals
  • Leading delivery of Financial Crimes Compliance technology projects
  • Guaranteeing seamless compliance with regulatory, audit, and compliance requirements

Skills

Program Management
Compliance
Financial Crimes
Regulatory Compliance
Project Management
MS Excel
MS Word
MS PowerPoint
Data Analysis
Stakeholder Management
Cross-functional Collaboration

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters
1946Year Founded
$120,238.8MTotal Funding
DEBT_FINANCINGCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Health Insurance
Mental Health Support
Hybrid Work Options
401(k) Retirement Plan
401(k) Company Match
Unlimited Paid Time Off
Parental Leave
Student Loan Assistance
Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.
Increased competition from Vanguard's new division could draw clients away from Fidelity.
Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.
Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.
Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.
Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.
Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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