Responsibilities

The Investment Products and Operations Audit Specialist will conduct audits and project work within the retail and institutional investments practice, focusing on investment advisor, broker-dealer, and trust bank activities. They will serve as a team member under the direction of a lead auditor, planning, organizing, and conducting audits while ensuring quality standards are met. The specialist will demonstrate strong audit skills, business area expertise, and a core understanding of project management concepts, building trusted relationships with clients and providing technical expertise and consulting support. They will identify process improvement opportunities, facilitate analysis of solutions, and identify business and control issues, contributing to department process improvements and assisting management with client initiatives.