Compliance Manager
Danaher CorporationSalary not specified
Not SpecifiedCompensation
Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- Bachelor’s Degree or Military experience
- At least 7 years of experience in compliance or legal or audit, or risk management
- At least 7 years of experience supporting or partnering or interacting with internal business clients
- Dedicated, disciplined, process or program professional who excels in a team environment
- Self-starting, entrepreneurial, and collaborative
- Experience in risk management, improving processes, identifying with the perspective of customers
- Ability to connect elements of the Compliance Management Program (CMP) to the regulatory environment and existing business processes
- Ability to effectively communicate and influence partners across the company and multiple organizational levels
- Strong problem-solving and analytical skills
- Attention to detail
- Process/project management capability
- Results-driven
- Comfortable working with quantitative and qualitative information
- Ability to move from ambiguous ("gray") areas to grounded recommendations in an organized and transparent manner
- Preferred Qualifications
- At least 7 years previous experience in Banking / Financial Services or other dynamic field
- At least 7 years of experience in Project or Process Management
- At least 7 years of internal strategy or management consulting experience leading cross-functional financial services projects and programs
Responsibilities
- Play a key role in contributing to the effective design and delivery of specific initiatives intended to enhance the existing Compliance Management Program
- Own the creation, management, and oversight of program initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP)
- Collaborate with stakeholder community (e.g., AML and General Compliance Advisory & Testing, Enterprise Risk Management, other IRM groups, Audit, business risk offices, front line process owners) to enhance existing governance practices
- Leverage data and analytics to inform outcomes and proactively identify opportunities for improvement
- Actively support internal and external audits and exams
- Coordinate with cross-functional/matrixed performers to accomplish shared objectives
- Anticipate/identify/escalate problems early and propose potential mitigations
Skills
Compliance Management
Risk Management
Governance
Process Improvement
Project Management
Stakeholder Collaboration
Regulatory Compliance
AML
Problem Solving
Analytical Skills
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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