Deputy, Chief Compliance Officer at PIMCO

Newport Beach, California, United States

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Not SpecifiedCompensation

Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Investment Management, Financial Services, Asset ManagementIndustries

Requirements

The ideal candidate should possess meaningful leadership experience in a legal and compliance organization, and a strong understanding of investment management principles. Candidates should also have experience managing a team of compliance officers and implementing compliance policies.

Responsibilities

As a Deputy, Chief Compliance Officer, the candidate will lead various aspects of PIMCO’s Investment Adviser compliance program, including overseeing the quant compliance, trade surveillance program, and e-surveillance programs. They will implement and enforce compliance policies, coordinate implementation of new regulatory requirements, provide regular reporting on compliance risks, and interact with clients to discuss the firm’s compliance program and initiatives.