[Remote] Compliance Surveillance Analyst at AlphaSense

United States

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Not SpecifiedCompensation

Entry Level & New Grad, Junior (1 to 2 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Market Intelligence, TechnologyIndustries

Requirements

1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar (preferred, but not required); strong transferable skills such as research and analysis highly valued
Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience
Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support business needs

Responsibilities

Serve as the first human layer of review for expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain
Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency

Skills

Key technologies and capabilities for this role

ComplianceSurveillanceParalegalLegal AssistantTranscript ReviewRegulatory Standards

Questions & Answers

Common questions about this position

What experience is preferred for the Compliance Surveillance Analyst role?

1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required; strong transferable skills such as research and analysis are also highly valued.

What key skills are needed for this position?

Acute attention to detail, strong reading comprehension with proofreading, drafting, and investigative/research experience, plus the ability to prioritize tasks, manage time, stay organized, and thrive in a fast-paced environment.

What does the Compliance Team at AlphaSense do?

The Compliance Team provides clients with actionable insights while maintaining the highest legal and regulatory standards, supporting content generation like expert call transcripts while protecting against sensitive information.

Is the Compliance Surveillance Analyst role remote or office-based?

This information is not specified in the job description.

What is the salary or compensation for this role?

This information is not specified in the job description.

AlphaSense

AI-driven financial research platform

About AlphaSense

AlphaSense provides a financial research platform that uses artificial intelligence to help clients gain insights into various companies, industries, and market trends. Users can search through a vast library of over 300 million documents, which includes both external and proprietary content. The AI technology streamlines the research process by automating repetitive tasks, allowing clients to concentrate on analyzing the information instead. Additionally, AlphaSense monitors real-time data to highlight important insights, helping clients stay ahead in a rapidly changing market. Unlike its competitors, AlphaSense is particularly focused on data security, implementing advanced measures like the zero trust security model and secure data encryption. The goal of AlphaSense is to empower clients in making informed decisions, whether they are launching new products or providing strategic insights to executives.

New York City, New YorkHeadquarters

2011Year Founded

$1,248.2MTotal Funding

LATE_VCCompany Stage

Cybersecurity, AI & Machine Learning, Financial ServicesIndustries

1,001-5,000Employees

Benefits

Company Equity

Performance Bonus

Remote Work Options

Risks

Rapid AI adoption may homogenize creative outputs, reducing unique value of insights.

Tegus acquisition poses integration challenges, potentially disrupting service delivery.

Reliance on AI exposes AlphaSense to risks of biases and inaccuracies affecting client trust.

Differentiation

AlphaSense leverages AI to provide real-time insights, enhancing decision-making speed and accuracy.

The platform's Generative Search tool offers advanced search capabilities mimicking human analysts.

AlphaSense's acquisition of Tegus expands its content library, offering unmatched insights.

Upsides

Generative AI integration enhances AlphaSense's speed and reliability of financial insights.

The Tegus acquisition significantly expands AlphaSense's content library for comprehensive insights.

AI-driven tools are essential for financial institutions, aligning with AlphaSense's offerings.

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