Brokerage Associate
PublicSalary not specified
- Full Time
- Junior (1 to 2 years)
$60,000 – $80,000Compensation
Junior (1 to 2 years), Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Investment ManagementIndustries
Requirements
Candidates should possess a Bachelor’s degree and be registered as a 7/63 analyst with the SEC, demonstrating a strong understanding of investment products, strategies, and NMIS investment operations. They should also have excellent analytical skills, attention to detail, and a commitment to providing outstanding client experiences.
Responsibilities
As a Registered Investment Client Services Analyst, you will provide advice and counsel to clients and Registered Financial Representatives on investment purchases and sales, execute mutual fund order transactions, determine customer financial needs and risk tolerance, and analyze investment transactions while ensuring accuracy and compliance. You will also handle inbound phone calls from clients and advisors, process operational transactions, serve as a primary point of contact for assigned clients, and promote client retention by identifying opportunities for the field to build existing relationships.
Skills
SEC Registered Analyst
Investment Products
Investment Strategies
Mutual Fund Order Transactions
Risk Tolerance Assessment
Compliance
Client Service
Phone Support
Operational Transactions
Northwestern Mutual
Provides financial security services, and wealth management
About Northwestern Mutual
Northwestern Mutual offers personalized financial planning, life insurance, and investment services, leveraging leading-edge technology to manage over $125 billion in client assets for more than 4.5 million clients.
Key Metrics
Milwaukee, WisconsinHeadquarters
1856Year Founded
N/ACompany Stage
Consulting, Fintech, Financial ServicesIndustries
10,001+Employees