Brokerage Associate
PublicSalary not specified
- Full Time
- Junior (1 to 2 years)
Not SpecifiedCompensation
Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
Candidates should possess working knowledge of the financial markets, including equities, fixed income, mutual funds, and ETFs. Trading experience with stocks, bonds, and mutual funds is preferred. A Financial Services or Accounting background is required, along with FINRA Series 7 and 63/65 or 66 licenses. Working knowledge of NetX360 and Orion is also required, and familiarity with Folio Dynamix is preferred. Strong attention to detail and the ability to work with a high level of accuracy in a fast-paced environment are essential, as is the capacity to troubleshoot daily processing obstacles within and across teams.
Responsibilities
The Trader - Broker Dealer Operations will function as a trader for stocks, bonds, ETF’s, mutual funds, and other investment products, providing trading service to registered representatives and/or clients. Responsibilities include monitoring and trading of advisory accounts, reviewing and processing trading requests, performing daily reconciliation & accounting, participating in root cause problem solving and team huddles, providing oversight over rep directed models and trading activity, researching and resolving trade errors, and operating within a strong team environment.
Skills
Stock Trading
Bond Trading
ETF Trading
Mutual Funds
Investment Products
Trade Monitoring
Trade Reconciliation
Trade Error Resolution
Account Management
Research and Problem Solving
Voya Financial
Provides financial services and retirement solutions
About Voya Financial
Voya Financial offers a range of financial services, including retirement plans, investment management, and insurance products, to help individuals and businesses achieve financial wellness. Their services cater to individuals seeking retirement planning, employers looking to enhance employee benefits, and institutions needing tailored investment management. Voya stands out from competitors through its commitment to inclusiveness and corporate responsibility, which helps attract clients and talent. The company's goal is to build long-term relationships with clients, ensuring they achieve financial confidence and a fulfilling life.
Key Metrics
New York City, New YorkHeadquarters
2014Year Founded
IPOCompany Stage
Fintech, Financial ServicesIndustries
5,001-10,000Employees