AML/ Fraud Investigator
LightsparkFull Time
Junior (1 to 2 years)
Candidates should have previous experience in AML or Financial Crime Prevention, preferably in an investigations environment. Knowledge and understanding of AML and Sanctions regulations are required, along with technical skills in case management systems, investigative tools, and screening platforms. An analytical nature, focus, and high attention to detail are essential. ICA AML, Financial Crime Awareness, or Compliance Certificates are desirable.
The AML, Sanctions and PEP Investigator will manage a portfolio of work to ensure AML compliance requirements are met. This includes investigating transaction monitoring reports, suspicious activity, potential sanctions matches, and Politically Exposed Persons (PEPs). Responsibilities also involve completing complex and high-risk AML workstreams, making referrals to the NCA, identifying vulnerable customer indicators, and supporting projects and initiatives within the AML Function. The role requires demonstrating sound judgment, adhering to policy, identifying process improvements, and escalating issues as appropriate.
Offers diverse financial products and services
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.