Vice President, Institutional Compliance at BlackRock

San Francisco, California, United States

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Asset ManagementIndustries

Requirements

BS/BA required; JD or other relevant graduate degree is a plus
5+ years of legal, regulatory, compliance or operational experience at a financial institution is preferred. Relevant experience at a large law firm or a federal regulator will also be considered
Demonstrate proficiency about various areas of financial regulation and/or willingness to learn about the operations of a large asset management company
Investment management compliance or direct OCC, SEC, or ERISA regulatory experience is beneficial
Excellent organizational skills, attention to detail, project management, presentation, inter-personal and relationship building skills
Strong written and verbal communication skills across time zones and audiences, including communicating directly with senior stakeholders
Ability to make decisions and exercise discretionary authority necessary to successfully perform job duties
Candidate must be a team player with excellent inter-personal skills who is approachable and engaging in multiple settings
Proficient use of Microsoft Office including Word, Excel and PowerPoint, and have an interest in applying and being a student of technology. Prior experience or knowledge of BlackRock’s Aladdin Platform and other technology tools or queries are beneficial

Responsibilities

Oversee BTC’s compliance with the requirements of OCC regulation, SEC rules, ERISA requirements, other applicable laws and regulations and applicable BlackRock policies
Coordinate BlackRock’s meeting with U.S. federal regulators including driving the preparation and delivery of reports to regulators
Track and understand the changing regulatory environment to ensure policies, procedures and key stakeholders are kept current with relevant changes
Conduct and oversee compliance testing of the operative effectiveness of policies and procedures
Review, draft and make recommendations to enhance relevant compliance policies and procedures
Closely coordinate with multiple levels of BlackRock management and governance forums to help address regulatory requirements on a timely basis
Demonstrate the ability to work in a fast-paced, dynamic environment with multiple stakeholders and deadlines
Special projects as required

Skills

Compliance

Regulatory Oversight

OCC Regulation

SEC Rules

ERISA

Policy Development

Risk Management

Regulatory Engagement

Compliance Training

Institutional Trust

BlackRock

About BlackRock

New York City, New YorkHeadquarters

1988Year Founded

$78,647.7MTotal Funding

IPOCompany Stage

Fintech, Financial ServicesIndustries

Benefits

Health Insurance

Unlimited Paid Time Off

Mental Health Support

Wellness Program

401(k) Retirement Plan

Risks

FDIC scrutiny could lead to regulatory challenges for BlackRock.

Workforce reduction may indicate internal financial pressures or strategic shifts.

Involvement in Yangzijiang Shipbuilding exposes BlackRock to geopolitical risks.

Differentiation

BlackRock's Bitcoin ETF, IBIT, reached over $50 billion in assets quickly.

The firm is developing a layer-2 tokenized real-world asset platform on Ethereum.

BlackRock's partnership with Frax Finance enhances its stablecoin market presence.

Upsides

IBIT's success attracts a broader range of cryptocurrency investors.

The Ethereum platform positions BlackRock as a leader in blockchain financial services.

Partnership with Frax Finance enhances digital finance offerings and compliance.

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