Senior Risk Manager - SOX 404 at Fidelity Investments

Jersey City, New Jersey, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Investment ManagementIndustries

Requirements

Bachelor's degree or equivalent experience in accounting or related field, CPA preferred
6+ years industry experience, including audit or financial services risk management
Knowledge of accounting practices and financial services industry
Fund accounting and operations knowledge, specifically related to alternative investments, preferred
Previous exposure to Sarbanes Oxley 404 compliance, internal control over financial reporting, financial risk, and operational risk
Knowledge of investment management practices and strategies, particularly within the alternative or digital assets space a plus
Proven problem solving, analytical, organizational, and project management skills
Ability to influence others to get the job done and partner with other areas of Fidelity
Thrives in a dynamic organization where priorities shift to respond to business needs
Accountable for delivering results in an accurate and timely manner
Strategic problem solver who approaches work with an open mind and recommending improvements to mitigate risks and drive positive change
Standout colleague who possesses the ability to work with internal business partners to inspire change, improve the efficiency and effectiveness of risk management processes
Builds strong and expansive working relationships, in person and virtually, with business partners and colleagues
Ability to manage several tasks; and provide supervision and direction to less experienced associates
Excellent verbal and written communication skills enabling you to prepare and present recommendations to partners and senior management

Responsibilities

Help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity
Coordinate the Sarbanes Oxley 404 initiative, including planning, control testing, risk mitigation
Build business relationships
Report metrics
Participate in team projects
Mentor team members

Skills

SOX 404

Sarbanes Oxley compliance

internal controls

financial reporting

risk management

audit

fund accounting

alternative investments

project management

financial services

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters

1946Year Founded

$120,238.8MTotal Funding

DEBT_FINANCINGCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Mental Health Support

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Unlimited Paid Time Off

Parental Leave

Student Loan Assistance

Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.

Increased competition from Vanguard's new division could draw clients away from Fidelity.

Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.

Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.

Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.

Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.

Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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