Senior Compliance Officer - Singapore at XTX Markets

Singapore, Singapore

XTX Markets Logo
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Algorithmic TradingIndustries

Requirements

  • Experienced in regulatory and compliance matters, particularly multi-jurisdictional APAC financial services regulation (equities, ETFs, Futures, Fixed Income, Options)
  • Knowledge of evolving global initiatives including power trading and digital assets
  • Experience with electronic trading
  • Experience with trading algo control environment
  • Experience with Trade Surveillance/Market Abuse
  • Experience with transaction reporting and transparency requirements
  • Experience with order marking requirements (ban on naked shorts, reporting), Short Sale Exemptions
  • Experience with engagement with exchanges, banks, brokers
  • Experience with concentration reporting
  • Experience working with large data sets and translating regulatory requirements into clear instructions for Software Developers and Operations Analysts

Responsibilities

  • Advise on regulatory and compliance matters covering XTX’s APAC trading businesses
  • Administer core compliance functions in the Singapore office, including compliance and employee conduct controls, regulatory advisory, AML and sanctions (with support from the global Compliance team)
  • Provide advice and recommendations to senior management on financial services regulatory requirements
  • Develop and draft policies, internal briefings, and Management Information (MI)
  • Advise XTX’s businesses from a regulatory/compliance perspective
  • Participate in the documentation of XTX’s controls framework
  • Report directly to XTX’s APAC CEO and XTX’s Global Chief Compliance Officer

Skills

XTX Markets

Electronic trading and market-making services

About XTX Markets

XTX Markets specializes in electronic trading and market-making, providing liquidity across various financial instruments using a sophisticated trading platform that employs advanced algorithms. This technology allows the company to maintain competitive pricing and manage large trade volumes efficiently for institutional clients. XTX Markets distinguishes itself through its commitment to transparency, ethical trading practices, and a strong focus on quantitative research to inform its trading strategies. The company's goal is to enhance market efficiency and integrity while delivering tailored trading solutions and valuable market insights to its clients.

London, United KingdomHeadquarters
2015Year Founded
VENTURE_UNKNOWNCompany Stage
Data & Analytics, Fintech, Financial ServicesIndustries
201-500Employees

Benefits

Gym Membership
Health Insurance
Paid Holidays
401(k) Retirement Plan

Risks

Fraudulent schemes falsely claiming affiliation could damage XTX's reputation and client trust.
New exchanges like Brazil's A5X increase competition in the derivatives market.
XTY Labs' launch may lead to increased operational costs and resource allocation challenges.

Differentiation

XTX Markets leverages cutting-edge technology for superior trading solutions and market efficiency.
The firm emphasizes transparency and fair market practices, fostering trust and credibility.
XTX Markets offers tailored client solutions, ensuring strong, long-term relationships.

Upsides

XTY Labs attracts top-tier talent, fostering innovation in trading algorithms.
The Maths Excellence Fund enhances XTX's brand reputation and social responsibility profile.
Dr. Hans Buehler's promotion may drive growth and innovation within the company.

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