Senior Compliance Officer - Singapore at XTX Markets

Singapore, Singapore

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Algorithmic TradingIndustries

Requirements

Experienced in regulatory and compliance matters, particularly multi-jurisdictional APAC financial services regulation (equities, ETFs, Futures, Fixed Income, Options)
Knowledge of evolving global initiatives including power trading and digital assets
Experience with electronic trading
Experience with trading algo control environment
Experience with Trade Surveillance/Market Abuse
Experience with transaction reporting and transparency requirements
Experience with order marking requirements (ban on naked shorts, reporting), Short Sale Exemptions
Experience with engagement with exchanges, banks, brokers
Experience with concentration reporting
Experience working with large data sets and translating regulatory requirements into clear instructions for Software Developers and Operations Analysts

Responsibilities

Advise on regulatory and compliance matters covering XTX’s APAC trading businesses
Administer core compliance functions in the Singapore office, including compliance and employee conduct controls, regulatory advisory, AML and sanctions (with support from the global Compliance team)
Provide advice and recommendations to senior management on financial services regulatory requirements
Develop and draft policies, internal briefings, and Management Information (MI)
Advise XTX’s businesses from a regulatory/compliance perspective
Participate in the documentation of XTX’s controls framework
Report directly to XTX’s APAC CEO and XTX’s Global Chief Compliance Officer

Questions & Answers

Common questions about this position

Where is this Senior Compliance Officer role based?

The role is based in the Singapore office.

What does the Compliance Officer role report to?

The role reports directly to XTX’s APAC CEO and XTX’s Global Chief Compliance Officer.

What are the main responsibilities of this position?

The role involves advising on regulatory and compliance matters for APAC trading businesses, administering core compliance functions in the Singapore office including compliance and employee conduct controls, regulatory advisory, AML and sanctions.

What regulatory areas does the role focus on?

The role focuses on multi-jurisdictional APAC financial services regulation, with emphasis on equities, ETFs, Futures, Fixed Income, and Options, as well as evolving global initiatives including power trading and digital assets.

What is the company culture like at XTX Markets?

XTX Markets has a non-hierarchical culture focused on teamwork, open collaboration, and respect for each other, clients, and the market, where everyone is valued and strives for excellence.

XTX Markets

Electronic trading and market-making services

About XTX Markets

XTX Markets specializes in electronic trading and market-making, providing liquidity across various financial instruments using a sophisticated trading platform that employs advanced algorithms. This technology allows the company to maintain competitive pricing and manage large trade volumes efficiently for institutional clients. XTX Markets distinguishes itself through its commitment to transparency, ethical trading practices, and a strong focus on quantitative research to inform its trading strategies. The company's goal is to enhance market efficiency and integrity while delivering tailored trading solutions and valuable market insights to its clients.

London, United KingdomHeadquarters

2015Year Founded

VENTURE_UNKNOWNCompany Stage

Data & Analytics, Fintech, Financial ServicesIndustries

201-500Employees

Benefits

Gym Membership

Health Insurance

Paid Holidays

401(k) Retirement Plan

Risks

Fraudulent schemes falsely claiming affiliation could damage XTX's reputation and client trust.

New exchanges like Brazil's A5X increase competition in the derivatives market.

XTY Labs' launch may lead to increased operational costs and resource allocation challenges.

Differentiation

XTX Markets leverages cutting-edge technology for superior trading solutions and market efficiency.

The firm emphasizes transparency and fair market practices, fostering trust and credibility.

XTX Markets offers tailored client solutions, ensuring strong, long-term relationships.

Upsides

XTY Labs attracts top-tier talent, fostering innovation in trading algorithms.

The Maths Excellence Fund enhances XTX's brand reputation and social responsibility profile.

Dr. Hans Buehler's promotion may drive growth and innovation within the company.

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