Regulatory Compliance Analyst at Q2

Charlotte, North Carolina, United States

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Not SpecifiedCompensation

Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

FinTech, Banking, Financial ServicesIndustries

Requirements

Bachelor’s degree in Business Administration, Computer Science, or Mathematics and a minimum of 5 years of related experience; or an advanced degree with 3+ years of experience; or equivalent related work experience
Excellent understanding of various banking compliance requirements (e.g., EU AIA, FFIEC, FRB, OCC, FDIC, CFPB, ACH, and NACHA regulations and guidance)
Strong program management skills with strong presentation development and delivery skills
Excellent time management and organizational skills
Strong work ethic with high degree of accuracy and attention to detail
Strong skills in negotiating, relationship building, problem solving, and timely problem escalation
Certified Regulatory Compliance Manager (CRCM), Nacha Accredited ACH Professional (AAP) or similar preferred
Strong knowledge of BSA / AML / CFT, and fraud controls preferred
Fluent written and oral communication in English
Authorized to work for any employer in the U.S. (no sponsorship available)

Responsibilities

Works with management within Compliance, Risk, Product, Operations, IT, and Security to design effective and efficient compliance related controls primarily related to Artificial Intelligence governance and third-party risk management
Supports day-to-day Artificial Intelligence risk management oversight activities
Conducts risk assessments on third-party vendors for TPRM Program
Provides regulatory exam support
Provides compliance support for payments related regulations / requirements
Performs and facilitates various assessments based on FFIEC IT Booklets, SOC 1, and SOC 2 requirements
Evaluates effectiveness of control design and effectiveness to meet compliance requirements
Performs compliance reviews at the request of management for updates to business processes or new product initiatives
Assists with client audit activities for large enterprise clients
Supports the creation and management of meeting materials for the AI Ethics Committee, Enterprise Risk Oversight Committee, and the Risk and Compliance Committee of the Board of Directors

Skills

Key technologies and capabilities for this role

AI GovernanceThird-Party Risk ManagementRisk AssessmentsRegulatory ComplianceTPRMPayments ComplianceGovernance CommitteesVendor Risk Management

Questions & Answers

Common questions about this position

What education and experience are required for the Regulatory Compliance Analyst role?

The role typically requires a Bachelor’s degree in Business Administration, Computer Science, or Mathematics and a minimum of 5 years of related experience, or an advanced degree with 3+ years of experience, or equivalent related work experience.

What key skills and knowledge are needed for this position?

Candidates need an excellent understanding of various banking compliance requirements such as EU AIA, FFIEC, and FRB, along with experience in AI governance, third-party risk management, regulatory exam support, and assessments based on FFIEC IT Booklets, SOC 1, and SOC 2.

What is the company culture like at Q2?

Q2 is passionate about its people, celebrating employees through events like the “Circle of Awesomeness” award ceremony, Dodgeball for Charity, and invests in growth via learning opportunities, mentorship, internal mobility, and leadership relationships while fostering trust through fun activities.

Is this a remote position or does it require office work?

This information is not specified in the job description.

What is the salary or compensation for this role?

This information is not specified in the job description.

Q2

Digital banking solutions for financial institutions

About Q2

Q2 provides digital banking solutions tailored for regional and community financial institutions, alternative finance and leasing companies, and other financial technology firms. Their products include a range of digital banking services, banking as a service, and lending and leasing options that allow users to conduct transactions and interact with their financial institutions from any device, at any time. What sets Q2 apart from its competitors is its focus on empowering community banks and credit unions, helping them enhance their digital presence and improve user engagement. The company's goal is to strengthen diverse communities by supporting the financial institutions that serve them, enabling these institutions to grow and adapt beyond traditional limits.

Austin, TexasHeadquarters

2004Year Founded

$40.1MTotal Funding

IPOCompany Stage

Fintech, Financial ServicesIndustries

1,001-5,000Employees

Benefits

Hybrid Work Options

Professional Development Budget

Risks

Increased competition from fintechs could erode Q2's market share.

Rapid technological changes may outpace Q2's innovation capabilities.

Economic downturns could reduce financial institutions' spending on digital transformation.

Differentiation

Q2 offers a comprehensive suite of digital banking solutions for financial institutions.

Q2's Partner Accelerator Program enables rapid deployment of fintech integrations.

Q2 Engage focuses on personalized consumer banking experiences to enhance user engagement.

Upsides

Q2 powers 60% of Forbes' America's Best Banks, showcasing its solution effectiveness.

Integration with AI platforms like Personetics enhances personalized customer engagement.

Q2's platform helps financial institutions grow deposits without relying on interest rates.

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