Manager, Risk Analytics
JobberSalary not specified
Principal Business Risk Control Specialist at Capital One
Riverwoods, Illinois, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
- Bachelor's Degree
- At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience
- At least 3 years of experience supporting, partnering and interacting with internal business clients
- Preferred Qualifications
- At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience
- At least 3 years of Project Management experience leading cross functional projects and programs in Risk
Responsibilities
- Performing business compliance and operational risk and control activities
- Educating and training the business to ensure compliance with regulations
- Evaluating current operations across the business to identify areas for enhancements
- Partnering with the business to implement processes
- Actively managing and escalating risk and customer-impacting issues within the day-to-day role to management
- Providing education and monitoring the business on requirements of company policies and standards related to risk and control ownership
- Developing and implementing job aids and tools to facilitate efficient completion of policy and standard requirements
- Identifying and implementing effective controls to manage operational, financial, and compliance risks
- Maintaining an accurate library of risks and controls
- Performing control design reviews and compliance risk assessments
- Monitoring the risk and control environment for weaknesses and identifying solutions to improve the effectiveness and efficiency of controls
- Executing control testing plans
- Creating and distributing monthly risk reporting and complaints data
- Leading customer complaint remediation projects
- Leading the completion of projects
- Developing, implementing, and administering control standardization and workflow solutions
- Creating continuous monitoring exception reports for critical business processes
Skills
Risk Management
Compliance
Operational Risk
Control Testing
Project Management
Internal Audit
Vendor Management
Financial Services
Control Design
Risk Assessment
Complaint Remediation
Cross-functional Projects
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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