Legal & Compliance - BXCI - Compliance Attorney - Associate at Blackstone

New York, New York, United States

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Not SpecifiedCompensation

Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Asset Management, Credit Investing, Financial ServicesIndustries

Requirements

Attorney with 2+ years of experience as a compliance professional (preferably at a credit focused asset manager and/or as a regulatory consultant)
Proactive in new situations and independently manages projects to conclusion
Strong and independent thinker with excellent interpersonal and communication skills as well as a strong work ethic
Knowledge and effective communication of US and international regulatory requirements, risks, and best practices
Pragmatic, tolerance for ambiguity, confidence and conscientious work ethic
Desire to work as part of a highly collaborative legal and compliance team in a dynamic environment and willingness to embrace a variety of tasks

Responsibilities

Coordinate with Compliance team members and others in preparation of regulatory reports and filings (e.g., Forms ADV, Form PF, Reg D, AIFMD) and annual 206(4)-7 compliance review
Coordinate with other Compliance team members on compliance and regulatory matters relating to: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934)
Work with team in responding to requests from regulators, preparing for regulatory examinations, and conducting mock examinations in conjunction with external consultants and counsel
Serve as lead to coordinate responses to requests from marketing team for information related to DDQs, marketing materials, and other client requests
Serve as point of escalation for electronic surveillance and forge resolution of potential violations
Serve as business unit reviewer for private investment requests, outside business activities, and requests for system access
Oversee expert network calls and manage expert network process
Support various business groups, including investment, marketing, accounting, operations and middle office departments

Skills

Regulatory Filings

Form ADV

Form PF

Reg D

AIFMD

206(4)-7 Review

SEC Compliance

Investment Compliance

Compliance Coordination

Blackstone

Global alternative asset management firm

About Blackstone

Blackstone is a leader in alternative asset management, focusing on private equity, real estate, and credit investments. The firm manages over $1.1 trillion in assets and partners with financial advisors to provide access to private markets, aiming to create strong businesses that deliver lasting value. Its main products, BREIT and BCRED, cater to income-focused investors, while the On-Demand Continuing Education Program helps educate investors on private market topics. Blackstone's goal is to identify economic trends and invest in industry-leading businesses to generate strong returns.

New York City, New YorkHeadquarters

1985Year Founded

$18,081.8MTotal Funding

UNKNOWNCompany Stage

Financial Services, Real Estate, EducationIndustries

5,001-10,000Employees

Risks

Increased competition in AI may lead to overvaluation and market saturation.

Potential regulatory scrutiny due to significant investments in diverse sectors.

Economic instability in Europe could impact returns from European investments.

Differentiation

Blackstone is a global leader in alternative asset management with $1.1 trillion AUM.

The firm specializes in private equity, real estate, and credit investments.

Blackstone partners with financial advisors to provide access to private markets.

Upsides

Blackstone's $300M investment in DDN shows a strategic pivot towards AI-driven growth sectors.

The €250M investment in Sia Partners expands Blackstone's footprint in AI consulting services.

Partnership with Jersey Mike’s indicates investment in established consumer brands with growth potential.

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