Investment Advisor/Financial Planner at Arta Finance

California, United States

Apply Now

Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Finance, Investment ManagementIndustries

Requirements

Hold the necessary securities qualifications for Investment Adviser Representative (IAR) registration — such as Series 65, Series 7 + Series 66, or an approved designation like CFP®, CFA®, or ChFC®
Able to register as an IAR within the first 3 months of employment if not already registered
Have no disqualifying criminal, regulatory, or securities-related history
Minimum 5 years of experience delivering comprehensive financial plans, including retirement planning, wealth accumulation strategies, tax-aware investing, and estate considerations. Knowledge of life insurance and annuities a strong plus
Analytical mindset with the ability to take market, economic, and financial data and translate it into actionable client recommendations
Strong ethical judgment, professionalism, and commitment to acting in a fiduciary capacity
Strong understanding of portfolio construction, asset allocation, risk management, and multi-asset investment strategies
Ability to create strong relationships and trust through an online remote environment
Deep understanding of Arta’s offering and tools, while staying up to date on training

Responsibilities

Meet with clients to understand their financial goals, risk tolerance, investment horizon, tax and estate considerations, and overall financial situation
Develop tailored financial plans and multi-asset portfolio construction strategies (including equities, fixed income, alternatives, structured products) aligned with client objectives
Manage clients’ portfolios, including implementation and execution of investment strategies, ongoing monitoring, periodic reviews, and adjustments as needed to meet plan goals
Educate clients on investment options, asset allocation, portfolio risks, performance, and market outlooks. Develop market and investment content
Build relationships with members: Build and maintain strong member relationships through meetings, answering messages, providing exceptional service, and addressing their financial concerns
Stay current with capital markets trends, economic developments, regulatory changes, investment product innovations, and competitor offerings to provide informed recommendations
Ensure all advisory activities comply with relevant regulatory requirements and uphold fiduciary standards
Collaborate with internal stakeholders (operations, compliance, product, research) to support seamless service delivery, streamline processes, and enhance client experience

Skills

Key technologies and capabilities for this role

financial planningportfolio constructionasset allocationequitiesfixed incomealternativesstructured productsrisk tolerance assessmenttax considerationsestate planningclient relationship managementcapital markets

Questions & Answers

Common questions about this position

What qualifications are required for this Investment Advisor role?

Candidates must hold necessary securities qualifications for IAR registration such as Series 65, Series 7 + Series 66, or designations like CFP®, CFA®, or ChFC®, and be able to register as an IAR within the first 3 months if not already registered. They must also have no disqualifying criminal, regulatory, or securities-related history and a minimum of 5 years of experience delivering comprehensive financial plans.

Is this position remote or onsite?

The position is onsite.

What is the salary or compensation for this role?

This information is not specified in the job description.

What does Arta Finance's culture look like?

Arta Finance consists of product builders, machine learning researchers, finance professionals, and business leaders focused on creating technology-driven, user-focused financial solutions. They emphasize having fun while applying deep tech to help people achieve successful financial lives.

What makes a strong candidate for this Investment Advisor position?

A strong candidate is client-centered with at least 5 years of experience in comprehensive financial planning, holds required IAR qualifications like Series 65 or CFP®, and has expertise in multi-asset portfolio construction, client relationship building, and staying current with markets and regulations.

Arta Finance

Provides personalized investment strategies and services

About Arta Finance

Arta Finance provides tailored investment solutions for a variety of clients, including individual investors and institutional entities. The company focuses on creating personalized investment strategies that align with the specific financial and tax needs of its clients. Revenue is generated primarily through management fees for overseeing investment portfolios and transaction fees for executing trades. Arta Finance promotes a client-centric approach, encouraging clients to evaluate investment opportunities based on their own objectives and risk tolerance. While the company offers expert advice, it does not guarantee the success of its strategies, emphasizing the risks involved in investing. Additionally, it advises clients to consult tax professionals to consider tax implications before making investment decisions.

Mountain View, CaliforniaHeadquarters

2021Year Founded

$87.5MTotal Funding

SERIES_ACompany Stage

Financial ServicesIndustries

51-200Employees

Benefits

Health insurance

High deductible health plan available with HSA contribution

Complimentary one medical membership

20 weeks of parental leave

15 days PTO annually

National & company holidays

Risks

Increased competition from other AI-driven wealth management platforms could dilute market share.

Global expansion may expose Arta Finance to geopolitical risks and regulatory challenges.

Partnerships with large entities like Google Cloud may lead to dependency risks.

Differentiation

Arta Finance democratizes wealth management using AI, making it accessible to more people.

The company offers personalized investment strategies tailored to individual client needs.

Arta Finance partners with tech giants like Google Cloud to enhance platform scalability and security.

Upsides

AI-driven personalization in wealth management is gaining traction, benefiting Arta Finance.

The demand for digital wealth management platforms is projected to grow significantly by 2030.

Arta's global expansion, including Singapore, positions it as a leader in digital wealth management.

Land your dream remote job 3x faster with AI

Try Jobo Free