Consultant, Fund Governance Solutions (FGS) at Northern Trust

Chicago, Illinois, United States

Northern Trust Logo
Not SpecifiedCompensation
Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Asset ManagementIndustries

Requirements

  • Excellent oral and written communication skills
  • Strong attention to detail
  • Analytical and problem-solving skills
  • Ability to work independently and as part of a collaborative group
  • Excellent organizational and project management skills
  • Functional / Industry Knowledge is preferred
  • Highly flexible and adaptable to change
  • Technical skills / regulatory knowledge
  • College or University degree in Business Administration, Finance, Economics, Accounting or related field and/or relevant proven work experience is preferred

Responsibilities

  • Collaborate in production and distribution of materials for client Board Meetings, including drafting minutes, resolutions, agendas and notices
  • Finalize arrangements for Board meetings which may include administrative activities such as making transportation arrangements, planning meals, arranging AV, providing digital or paper copies as needed
  • Update and maintain Board and regulatory calendars and responsibility matrices
  • Prepare regulatory filings required under the Investment Company Act of 1940, including Forms N-1A, N-PX, and Schedule 14C, among others
  • Perform research on issues regarding the Investment Company Act of 1940 and other fund and client regulatory obligations as needed
  • Participation in compliance testing and audits
  • Preparation of board and senior management reporting
  • Serve as point of contact for clients and partners with respect to compliance reporting and other client issues
  • Assist in client/product development initiatives including the review and analysis of needs and the design of solutions

Skills

Investment Company Act of 1940
SEC Filings
Forms N-1A
Forms N-PX
Schedule 14C
Regulatory Compliance
Board Meeting Management
Compliance Testing
Audits
Project Management
Regulatory Research
Client Reporting

Northern Trust

About Northern Trust

N/AHeadquarters
N/AYear Founded
N/ACompany Stage

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