Ability to work independently and as part of a collaborative group
Excellent organizational and project management skills
Functional / Industry Knowledge is preferred
Highly flexible and adaptable to change
Technical skills / regulatory knowledge
College or University degree in Business Administration, Finance, Economics, Accounting or related field and/or relevant proven work experience is preferred
Responsibilities
Collaborate in production and distribution of materials for client Board Meetings, including drafting minutes, resolutions, agendas and notices
Finalize arrangements for Board meetings which may include administrative activities such as making transportation arrangements, planning meals, arranging AV, providing digital or paper copies as needed
Update and maintain Board and regulatory calendars and responsibility matrices
Prepare regulatory filings required under the Investment Company Act of 1940, including Forms N-1A, N-PX, and Schedule 14C, among others
Perform research on issues regarding the Investment Company Act of 1940 and other fund and client regulatory obligations as needed
Participation in compliance testing and audits
Preparation of board and senior management reporting
Serve as point of contact for clients and partners with respect to compliance reporting and other client issues
Assist in client/product development initiatives including the review and analysis of needs and the design of solutions