Compliance Manager, LDQA at OKX

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, FinTech, Financial ServicesIndustries

Requirements

Minimum of 4 years of combined experience in AML-related learning and development, audit/quality assurance, due diligence, and investigations within a financial services institution, with at least 2 years in quality assurance or investigative work, and some leadership or people-management experience
Proven ability to design, lead, and deliver effective training programs for compliance or AML teams
Solid understanding of BSA/AML regulations, investigative procedures, and risk mitigation strategies
Strong writing, analytical, and communications skills, with ability to execute tasks within tight deadlines
Strong interpersonal skills to work effectively with colleagues across regions and business units
Self-starter, organized, detail-oriented, and results-driven
Excellent command of spoken and written English

Responsibilities

Lead a small team, providing guidance, mentorship, and feedback to ensure quality and efficiency in QA reviews and training initiatives
Oversee QA review processes, ensuring casework is accurate, complete, and aligned with internal standards, regulatory requirements, and AML best practices
Oversee new joiner training sessions, ensuring onboarding content is current, effective, and aligned with QA expectations
Create targeted training materials informed by QA trends and common case errors
Ensure all QA and training records are properly documented and audit-ready
Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning
Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training, and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance, and close process gaps
Work with team leads and AML managers to streamline processes, enhance the effectiveness of the AML investigation team, and continuously improve and evolve the QA framework and scorecards, including development of new QA functions

Skills

Key technologies and capabilities for this role

AMLInvestigationsQuality AssuranceQA ReviewCompliance TrainingTeam LeadershipMentorshipProcess ImprovementRisk ManagementFinancial Intelligence Unit

Questions & Answers

Common questions about this position

What experience is required for the Compliance Manager role?

The role requires experience in Anti-Money Laundering (AML) investigations, Quality Assurance (QA) review, and compliance training, particularly within financial services, FinTech, or crypto environments.

What are the core principles at OKX?

OKX is united by core principles: We Before Me, Do the Right Thing, and Get Things Done, which drive the culture and foster a friendly, rewarding, and diverse environment.

What does the Compliance team do at OKX?

The Compliance function is responsible for the overall compliance culture, advising the business on regulatory obligations and enterprise risk, with the team consisting of risk-minded problem solvers.

What are the main responsibilities of this role?

Responsibilities include leading a small team with guidance and mentorship, overseeing QA review processes and new joiner training, creating training materials, ensuring documentation, fostering collaboration, analyzing data for process gaps, and streamlining processes with team leads.

What makes a strong candidate for this Compliance Manager position?

A strong candidate will have experience in AML investigations, QA review, and compliance training from financial services, FinTech, or crypto, along with leadership skills to guide a small team and drive process improvements.

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees