Associate, Portfolio Compliance (Austin, Texas) at PIMCO

Austin, Texas, United States

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Not SpecifiedCompensation

Junior (1 to 2 years)Experience Level

Full TimeJob Type

UnknownVisa

Asset Management, Financial ServicesIndustries

Requirements

Uphold a strong sense of honesty and integrity in all professional interactions
Quickly learn and adapt to new processes, concepts, and skills, demonstrating agility in a dynamic environment
Exhibit a strong commitment to quality and meticulous attention to detail in work
Possess excellent communication and interpersonal skills to build effective relationships across teams
Show a proactive desire to take initiative and contribute positively to the department and organization
Minimum of a Bachelor’s Degree in Accounting, Business, Finance, or Economics (preferred)
Professional experience in compliance or the investment management industry
Basic knowledge of global equity and fixed income markets, including understanding of financial products such as bonds, equities, and derivatives
Intermediate to advanced proficiency in MS Excel

Responsibilities

Analyzing account transactions and portfolio holdings to conduct comprehensive compliance verification for all public funds and separate accounts
Collaborating with Account and Portfolio Management teams to resolve outstanding compliance issues effectively
Preparing detailed client reports that provide insights into compliance status and issues
Researching and addressing inquiries related to investment guidelines, ensuring clarity and compliance
Participating in various ad hoc projects, including process improvements, scenario analysis, and technology testing, to enhance operational efficiency
Performing holdings-level analysis to identify guideline breaches in client and fund portfolios
Monitoring all outstanding compliance issues from the point of breach through to resolution

Skills

Key technologies and capabilities for this role

Portfolio ComplianceHoldings AnalysisTransaction AnalysisCompliance VerificationGuideline BreachesBreach ResolutionInvestment ComplianceFixed Income

Questions & Answers

Common questions about this position

What is the salary for the Associate, Portfolio Compliance position?

This information is not specified in the job description.

Is this position remote or does it require working in Austin, Texas?

This information is not specified in the job description.

What skills are needed to excel in this Portfolio Compliance role?

You will excel if you uphold honesty and integrity, quickly learn and adapt to new processes, exhibit commitment to quality and attention to detail, possess excellent communication and interpersonal skills, and show a proactive desire to take initiative.

What is the company culture like at PIMCO?

PIMCO features a high-performance inclusive culture that celebrates diverse thinking, invests in its people, and imprints CORE values of Collaboration, Openness, Responsibility, and Excellence, where each person helps others succeed.

What makes a strong candidate for this role?

Strong candidates are passionate about learning, problem-solving, and innovation, thrive in a fast-paced dynamic workplace, and demonstrate honesty, adaptability, attention to detail, communication skills, and proactivity.