Candidates should possess a deep understanding of Cybersecurity principles, application security, DevSecOps, incident response, cloud security, offensive security, and proactive threat detection, along with a proven track record of managing security risks and cross-functional collaboration.
Candidates should possess a Bachelor’s degree and demonstrate at least 3 years of experience in customer success, preferably within the financial technology or brokerage industry. Strong communication and interpersonal skills are essential, along with the ability to manage complex relationships and understand business priorities. Experience with B2B customer management and SaaS products is highly desirable.
Candidates must have 3+ years of experience in an IT support or helpdesk role, experience with cloud-centric environments and cybersecurity capabilities, and experience with traditional on-prem LAN/WAN environments. Strong analytical and problem-solving skills are required, along with excellent communication skills, fluent in English (both written and verbal), and a commitment to collaborative work. Availability for on-call rotations and after-hours responses is also necessary.
Candidates must possess a Bachelor's degree in Finance, Business, Data Science, Statistics, or a related field, with a minimum of 8 years of experience in market or margin risk management across various asset classes. Direct experience within a FINRA-regulated broker-dealer environment is essential, along with a proven track record of developing or managing a portfolio margin program. A strong understanding of market risk drivers, regulatory requirements like FINRA 4210 and SEC capital rules, an…
Candidates must possess a Bachelor's degree in Computer Science or equivalent professional experience, with over 5 years of experience as a Product Manager focused on wealth management and RIA products or capital market products. A deep understanding of the RIA landscape, wealth management practices, and regulatory requirements is essential, along with strong analytical, problem-solving, and strategic thinking skills. Excellent communication and presentation abilities are required, as is the cap…
Candidates should have 4-6 years of experience in a customer success role, managing customer relationships. Comfort working CET/GST/SGT hours in a remote setup is required, along with an understanding of and experience with key technology concepts such as SaaS and APIs. Exposure to or employment in the fintech or brokerage industry is also necessary.
Candidates should have hands-on experience launching an Order Execution Only self-clearing Canadian investment dealer and be familiar with the CIRO regulatory framework. A strong ability to translate jurisdictional constraints into product and infrastructure solutions is essential. Experience supporting broader global expansion and influencing brokerage capabilities in other regions is a plus.
Candidates must have 3-5 years of hands-on experience with OCC ENCORE in a clearing capacity, demonstrating a deep understanding of the listed options clearing lifecycle, including trade capture, assignment, expiration, and reconciliation. Familiarity with OCC file types and processing cycles, strong attention to detail, and proficiency in Excel or Google Sheets are essential. Excellent communication skills, the ability to work cross-functionally under tight deadlines, and comfort in a regulated…
Candidates should possess a Bachelor's degree in Business or Marketing, with 1-3 years of prior sales experience as a BDR, ideally in software or financial services. Strong verbal and written communication skills, excellent organizational abilities, a strong work ethic, and the capacity to work both independently and collaboratively are essential.
Candidates should have 2-5 years of experience in financial operations, preferably within a broker-dealer, clearing firm, or fintech environment. A deep understanding of reconciliation processes, including hands-on experience with bank, custodian, suspense, and internal accounts, is essential. Expert-level proficiency in Excel or Google Sheets, including pivots, lookups, and complex formulas, is required, along with a strong SQL background for building reconciliations. Candidates must possess st…
Candidates must have at least 3 years of Corporate Actions experience, including direct DTC Corporate Action Web experience. A strong understanding of ICE CA data, BNY processing, OCC Option CA processes, and Brokerage Clearing operations is required. General knowledge of U.S. securities back office operations of a clearing firm, financial industry rules, regulations, and laws is necessary. Basic knowledge of SQL, metabase, or other database coding languages is needed, along with proficiency in …