[Remote] SVP; Compliance Advisor at M&T Bank

United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Full time employment
Experience with Asset Management products and personnel
Knowledge of fiduciary standards, applicable laws, rules, regulations, and regulatory expectations
Risk and control environment analysis
SME advice and guidance relating to employee conduct and supervisory frameworks
Interaction with state, federal, domestic and international regulators
Regulatory development implementation guidance
M&T internal control standards
Policy, standards, procedures, training, and control standards development
Compliance risk issue identification, measurement, response, and escalation
Collaboration with Risk Departments, Internal Audit, Legal, and Regulatory Affairs
Communication with risk and executive management, lines of Business, and support organizations
Participation in the Risk Assessment Process
Second Line of Defense experience
Critical thinking and problem-solving skills
Ability to analyze and stay current on rules and regulations
Experience with new and evolving business products and services
Testing oversight, including surveillance and forensic reviews

Responsibilities

Lead Compliance Risk Management activities throughout the enterprise
Develop, implement, and execute strategy for workflow and performance of personnel
Provide compliance oversight, support, and guidance for Asset Management products and personnel
Analyze and assess risk and control environment
Provide SME advice and guidance relating to employee conduct and supervisory frameworks
Interact with and assist in oversight of regulator relationships and examinations
Provide SME guidance on regulatory development implementation
Maintain M&T internal control standards
Assist in development and management of policies, standards, procedures, training, and control standards
Identify, measure, respond to, and escalate compliance risk issues
Work with the Compliance Director to engage other Risk Departments, Internal Audit, Legal, and Regulatory Affairs
Interact with numerous risk and executive management, lines of Business, and support organizations
Participate and provide expertise in relation to the Risk Assessment Process
Execute on strategic priorities for the group as the Second Line of Defense
Provide Second Line of Defense Credible Challenge to the Business line and senior management
Demonstrate strong critical thinking and problem-solving skills
Analyze and stay current on rules and regulations applicable to Asset Management, Fiduciary, Wealth and Private Banking products
Evaluate and provide guidance with other stakeholders on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective
Perform testing oversight, including the review of surveillance activities and focused forensic reviews to assess compliance risks and identify potential breaches

Skills

Compliance Risk Management

Regulatory Compliance

Risk Assessment

Regulatory Examinations

Policy Development

Risk Mitigation

SME

Fiduciary Standards

M&T Bank

Full-service banking for individuals and businesses

About M&T Bank

M&T Bank provides a variety of banking services to individuals, small businesses, and larger companies. Their offerings include mortgage assistance, personal and business checking accounts, and mobile banking options. The bank primarily operates in the Northeastern and Mid-Atlantic regions of the United States, emphasizing community engagement and a focus on customer service. M&T Bank's business model is based on traditional banking practices, such as loans, deposits, and investment products, and it generates revenue through interest income and service fees. A key aspect that sets M&T Bank apart from its competitors is its commitment to community involvement, which includes allowing employees to volunteer and supporting local organizations. The recent merger with United Bank, N.A. has further expanded their services and market presence.

Buffalo, New YorkHeadquarters

1993Year Founded

IPOCompany Stage

Financial ServicesIndustries

10,001+Employees

Risks

Competition from fintechs could erode M&T Bank's market share among tech-savvy customers.

Integration challenges from the United Bank merger may disrupt operations.

Decreased prime rate could reduce interest income, impacting profitability.

Differentiation

M&T Bank emphasizes community engagement through its charitable foundation and volunteer programs.

The bank offers a wide range of traditional and digital banking services.

Recent merger with United Bank, N.A. expands M&T's market reach and service offerings.

Upsides

M&T Bank's $1.5 billion senior notes offering strengthens its financial position.

Decreased prime rate may attract more borrowers, increasing loan volume.

Shannon Lazare's appointment as New Jersey Regional President enhances local community engagement.

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