Fraud Strategist
ImprintSalary not specified
Sr. Risk Associate - Anti-Bribery and Anti-Corruption at Capital One
McLean, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- Bachelor’s Degree or military experience
- At least 1 year of experience in a risk, compliance, legal, or audit role
- At least 1 year of experience supporting, partnering, and interacting with internal business clients
- Preferred Qualifications
- 2+ years of experience in a risk, compliance, legal, or audit role
- 1+ year of experience working with or applying the Foreign Corrupt Practices Act (FCPA), or Bank Bribery Act (BBA)
- 1+ year of experience working with third-party due diligence process
- 1+ year of experience working with data tools such as Microsoft Excel and Google Sheets
Responsibilities
- Performing and/or supervising ABAC due diligence on third-party suppliers and working with business partners to ensure ongoing monitoring of third parties for ABAC risk
- Carrying out the designed enterprise wide ABAC Compliance program and framework to ensure compliance with applicable laws and regulations (FCPA, BBA, and other similar laws)
- Assisting in addressing strategic, cross functional projects to advance the development of the ABAC program
- Providing oversight and guidance on ABAC risks and supporting business lines through partnership and engagement
- Closely following emerging ABAC trends domestically and internationally, including the development of new laws
- Maintaining subject matter awareness and understanding over applicable ABAC laws and related guidance, including the FCPA and BBA
- Assisting the ABAC Manager in preparing decks and materials used to brief leadership regarding the development of the ABAC compliance program
- Developing and updating relevant ABAC policies, procedures, and trainings
- Supporting deck preparation and guidance builds related to ongoing interactions with management, auditors, control testers, and examiners as relevant to ABAC issues
- Mentoring other associate(s) on the ABAC team in the performance of these functions
Skills
ABAC
FCPA
BBA
risk management
due diligence
third-party monitoring
compliance
process management
analytical skills
stakeholder collaboration
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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