Registered Client Care Srvcs Rep (S6/63) - ADM - Remote
Northwestern MutualSalary not specified
- Full Time
- Entry Level & New Grad
$70,000 – $90,000Compensation
Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
Candidates should possess at least 4 years of prior experience in a financial area, preferably in FINRA licensing and registration, with strong communication skills and proficiency in MS Office. Licensing experience is strongly preferred.
Responsibilities
The Sr Licensing/Registration Coordinator will process new U4s with FINRA for new representatives, assist with Broker Dealer maintenance including continuing education and renewals, process U4 amendments and terminations, and communicate directly with representatives to assist with these processes, as well as perform other duties as assigned.
Skills
FINRA Licensing
Registration
MS Office
Communication Skills
U4 Processing
Broker Dealer Maintenance
Voya Financial
Provides financial services and retirement solutions
About Voya Financial
Voya Financial offers a range of financial services, including retirement plans, investment management, and insurance products, to help individuals and businesses achieve financial wellness. Their services cater to individuals seeking retirement planning, employers looking to enhance employee benefits, and institutions needing tailored investment management. Voya stands out from competitors through its commitment to inclusiveness and corporate responsibility, which helps attract clients and talent. The company's goal is to build long-term relationships with clients, ensuring they achieve financial confidence and a fulfilling life.
Key Metrics
New York City, New YorkHeadquarters
2014Year Founded
IPOCompany Stage
Fintech, Financial ServicesIndustries
5,001-10,000Employees