Sr. Associate, Accounting - Advisory and Brokerage Controllers at Capital One

McLean, Virginia, United States

Capital One Logo
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Banking, BrokerageIndustries

Requirements

  • Bachelor's degree or military experience
  • At least two years of accounting or securities industry experience or a combination
  • Ability to manage priorities and meet deadlines in a fast-paced environment
  • Ability to develop strong relationships with key business partners
  • Ability to identify technology options and drive implementation of automation solutions
  • Ability to obtain Series 99 license within one year of joining the team

Responsibilities

  • Record journal entries and assist with monthly reconciliations and variance review
  • Perform month-end close and financial reporting processes timely and accurately
  • Review month end trial balances and affiliate balances to ensure reporting accuracy
  • Perform daily trade reviews and trade reconciliations
  • Manage ad hoc requests
  • Assist with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports
  • Prepare and assist with response to audit requests from various regulatory bodies including internal/external auditors, SEC, FINRA, and State of Louisiana
  • Prepare additional regulatory reporting as requested
  • Complete ad hoc financial reporting to internal stakeholders
  • Prepare quarterly call report inputs
  • Actively engage in and drive results for internal projects and initiatives
  • Assist in implementing infrastructure for new products from a financial reporting and operational perspective

Skills

Journal Entries
Reconciliations
Month-End Close
Financial Reporting
Trade Reconciliations
FINRA FOCUS
SSOI Reporting
Regulatory Reporting
Audit Preparation
Variance Analysis

Capital One

Offers diverse financial products and services

About Capital One

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.

McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program

Risks

Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.

Differentiation

Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.

Upsides

Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.

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