Financial Analyst
EarnestSalary not specified
Full Time
Junior (1 to 2 years)
Sr. Associate, Accounting - Advisory and Brokerage Controllers at Capital One
McLean, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Banking, BrokerageIndustries
Requirements
- Bachelor's degree or military experience
- At least two years of accounting or securities industry experience or a combination
- Ability to manage priorities and meet deadlines in a fast-paced environment
- Ability to develop strong relationships with key business partners
- Ability to identify technology options and drive implementation of automation solutions
- Ability to obtain Series 99 license within one year of joining the team
Responsibilities
- Record journal entries and assist with monthly reconciliations and variance review
- Perform month-end close and financial reporting processes timely and accurately
- Review month end trial balances and affiliate balances to ensure reporting accuracy
- Perform daily trade reviews and trade reconciliations
- Manage ad hoc requests
- Assist with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports
- Prepare and assist with response to audit requests from various regulatory bodies including internal/external auditors, SEC, FINRA, and State of Louisiana
- Prepare additional regulatory reporting as requested
- Complete ad hoc financial reporting to internal stakeholders
- Prepare quarterly call report inputs
- Actively engage in and drive results for internal projects and initiatives
- Assist in implementing infrastructure for new products from a financial reporting and operational perspective
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the salary range for this position?
The minimum and maximum full-time annual salaries for this role are listed below by location, referring to the amount Capital One is willing to pay for work performed within those locations.
Is this a remote position or does it require working in an office?
This information is not specified in the job description.
What qualifications are required for this role?
Candidates need a Bachelor's degree or military experience and at least two years of accounting or securities industry experience or a combination. Preferred qualifications include FINRA Series 7, 10, 27, 24, 99 or any combination, a degree in Accounting or Finance, and 3+ years of relevant experience.
What is the work environment like at Capital One for this role?
The role offers a collaborative environment where contributions are recognized and rewarded, with work-life balance, in a dynamic, progressive organization that inspires professional fulfillment.
What makes a strong candidate for this Sr. Associate role?
Strong candidates demonstrate the ability to work well in teams, develop new ideas, take ownership of projects, manage priorities in a fast-paced environment, build relationships with business partners, and drive automation solutions, along with relevant accounting or securities experience.
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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