Senior Legal Counsel at Fidelity Investments

Westlake, Texas, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Retirement PlansIndustries

Requirements

JD and at least 5-7 years of relevant law firm, industry or regulatory experience
Admitted to practice or willing to secure bar admission in the relevant jurisdiction
Working knowledge of employee benefits law applicable to defined contribution plans, small business retirement plans, and IRAs, focusing on the Internal Revenue Code and ERISA
Experience with brokerage accounts and securities laws as they relate to employee benefit plans is helpful
Strong orientation to client service (for internal and external clients) with an emphasis on responsiveness to client inquiries
Strong work ethic, excellent judgment, and keen attention to detail
Strong research, analytical, investigatory, and problem-solving skills
Strong presentation, oral communication, and writing skills
Ability to effectively collaborate on projects and initiatives and to build relationships with business and legal partners, risk and compliance, while exhibiting behavior consistent with Fidelity’s culture and values
Ability to work under pressure in a fast-paced and dynamic environment handling multiple projects simultaneously

Responsibilities

Advise Fidelity’s defined contribution plan recordkeeping, administration, trust, and institutional business including product and service development, ongoing plan administration, reporting and disclosure, document and contract support, client escalation, and investment related matters
Collaborate on advocacy for, and implementation of, new legislation and regulation affecting the business
Work with multiple groups within WI and across the Fidelity enterprise, including risk, compliance, government relations, relationship management, product, client experience, finance, sales, technology, and marketing
Partner with WI business groups to develop strategies for addressing complex situations, resolving issues and creating world class experiences for our customers
Analyze and advocate with respect to legislative and regulatory changes related to retirement plans and advise on implementation strategies
Provide subject matter expertise for plan document and client contract negotiations
Support relationship management and client experience teams and provide strategic advice and analysis to business leaders
Work collaboratively with legal, risk, compliance, and business colleagues across the enterprise on mutually impactful issues and projects
Advise WI operations, product teams, relationship management, sales professionals, and others to support the smooth running of Fidelity’s recordkeeping and trust business

Skills

ERISA

Internal Revenue Code

Employee Benefits Law

Defined Contribution Plans

IRAs

Securities Laws

Legal Research

Analytical Skills

Client Service

Oral Communication

Writing Skills

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters

1946Year Founded

$120,238.8MTotal Funding

DEBT_FINANCINGCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Mental Health Support

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Unlimited Paid Time Off

Parental Leave

Student Loan Assistance

Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.

Increased competition from Vanguard's new division could draw clients away from Fidelity.

Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.

Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.

Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.

Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.

Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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