Senior Compliance Analyst - KYC, Fraud, AML/CTF at LumiQ

Sydney, New South Wales, Australia

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Fintech, Financial ServicesIndustries

Requirements

Demonstrated experience in AML/CTF or financial crime
Industry experience in financial services preferred, with strong knowledge of the Australian AML/CTF Act, Rules, and AUSTRAC reporting obligations
CAMS certification (or equivalent) strongly preferred
Skilled in analysing transaction data, identifying emerging fraud trends, and developing/optimising investigations
Demonstrated experience with KYB requirements for non-individual accounts (companies, trusts, SMSFs)

Responsibilities

Review, investigate, and escalate unusual transaction alerts, customer activity, and complex cases under AUSTRAC Transaction Monitoring, OCDD, and ECDD frameworks
Perform advanced KYC/CDD/EDD checks for both individuals and non-individual accounts (KYB for companies, trusts, and SMSFs)
Conduct PEP and sanctions screening, investigate potential matches, and escalate as required
Carry out investigations into potential breaches of the AML/CTF Program and escalate confirmed breaches, including supporting with preparation and submission of Suspicious Matter Reports (SMRs)
Contribute to the enhancement of Financial Crime systems, processes, policies, and procedures, ensuring they remain robust and compliant with regulatory requirements
Provide AML advisory support to internal business units, assisting them in identifying and managing ML/TF risks

Skills

Key technologies and capabilities for this role

KYCFraudAMLCTFCompliance

Questions & Answers

Common questions about this position

Is this role remote or on-site?

This is an on-site position.

What are the key responsibilities of the Senior Compliance Analyst?

Key responsibilities include reviewing and investigating unusual transaction alerts, performing advanced KYC/CDD/EDD checks for individuals and non-individual accounts, and conducting PEP and sanctions screening.

What is the company culture like at LumiQ?

LumiQ fosters a culture where employees can grow, feel a sense of belonging and respect, and reach their full potential, guided by values like 'Egos at the door,' 'See the customer,' 'Think lean,' and 'Learn to grow.' The company has received awards such as top #3 on the 2024 Australian Financial Review BOSS Best Places to Work list.

What skills and experience are required for this role?

The role requires experience in financial crime compliance, practical knowledge of complex products and customer structures, and expertise in AML/CTF, transaction monitoring, KYC/CDD/EDD, and AUSTRAC frameworks.

What makes a strong candidate for this Senior Compliance Analyst position?

Strong candidates have experience in financial crime compliance, seek growth in a specialist role within a growing team, and align with LumiQ's values of being passionate, curious, and great problem-solvers.

LumiQ

Podcast platform for CPA professional education

About LumiQ

LumiQ provides a podcast platform specifically designed for Certified Public Accountants (CPAs) to fulfill their professional education requirements. The platform allows CPAs to listen to engaging and relevant content at their convenience, whether they are commuting, exercising, or working. This flexibility helps them earn the necessary professional education credits without interrupting their busy schedules. LumiQ's subscription-based model offers access to a library of podcasts featuring discussions with business and thought leaders, ensuring that the content is both informative and enjoyable. Unlike traditional webinars, LumiQ focuses on delivering high-quality, verifiable educational content that meets compliance standards, making it a unique option in the professional education market. The company's goal is to transform the way CPAs engage with their continuing education by providing a more accessible and enjoyable learning experience.

Toronto, CanadaHeadquarters

2016Year Founded

$5.8MTotal Funding

LATE_VCCompany Stage

Consumer Software, EducationIndustries

51-200Employees

Benefits

Health Insurance

Flexible Work Hours

Remote Work Options

Company Equity

Risks

Increased competition from other CPE podcast platforms may dilute LumiQ's market share.

AI-generated content could affect LumiQ's reputation for high-quality educational material.

Changes in CPA licensing requirements could impact demand for LumiQ's services.

Differentiation

LumiQ offers CPAs verified CPD/CPE credits through engaging podcast content.

The platform provides flexibility, allowing CPAs to learn anytime and anywhere.

LumiQ's subscription model caters to both individual CPAs and corporate clients.

Upsides

Increased demand for remote learning boosts LumiQ's podcast-based education platform.

The rise of microlearning aligns with LumiQ's short, focused podcast segments.

Growing podcast industry offers monetization opportunities through sponsorships and partnerships.

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