Senior Compliance & Client Implementation Manager at OKX

San Jose, California, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, Financial Services, BlockchainIndustries

Requirements

Experience in institutional onboarding, program assessment, and cross-functional process management
Background as a compliance professional

Responsibilities

Conduct comprehensive CDD and EDD reviews for retail and institutional clients, including verification of identity, beneficial ownership, control structures, and source of funds/wealth
Review escalations related to PEPs, sanctions, and adverse media, providing clear, risk-based recommendations
Maintain accurate and audit-ready documentation across compliance systems
Collaborate with CDD, Business Development, and screening teams to refine workflows and strengthen onboarding controls
Lead institutional pre-screening due diligence, performing early-stage risk assessments to identify elevated or complex risk profiles
Route high-risk institutional prospects to enhanced review pathways and provide actionable guidance to Business Development
Conduct Compliance Program Testing (CPT) for institutional clients, assessing the adequacy of CIP/KYC, EDD, ongoing monitoring, sanctions controls, and governance frameworks
Produce detailed reports and recommendations to ensure onboarding decisions are informed and aligned with regulatory requirements across all institutional verticals
Review onboarding and lifecycle escalations for AML/CFT and sanctions adherence outside of institutional pre-screening
Monitor the effectiveness of compliance processes through oversight metrics, KPIs, and periodic reporting
Support internal and external audits, examinations, and regulatory inquiries by preparing documentation and coordinating

Skills

Key technologies and capabilities for this role

ComplianceAMLCFTSanctionsCustomer Due DiligenceCDDInstitutional OnboardingPre-screeningRegulatory MappingPolicy DocumentationCompliance Program TestingCPTOversight Reporting

Questions & Answers

Common questions about this position

What is the company culture like at OKX?

OKX is united by core principles of 'We Before Me,' 'Do the Right Thing,' and 'Get Things Done,' fostering a friendly, rewarding, and diverse environment for every OK-er.

What are the main responsibilities of this role?

The role involves leading customer due diligence escalations, institutional pre-screening due diligence, and Compliance Program Testing, including CDD/EDD reviews, PEP/sanctions escalations, and collaboration with teams to refine workflows.

What skills or experience are required for this position?

Ideal candidates have experience in institutional onboarding, program assessment, cross-functional process management, and handling CDD, EDD, PEPs, sanctions, and adverse media reviews.

Is this a remote position or does it require office work?

This information is not specified in the job description.

What is the salary or compensation for this role?

This information is not specified in the job description.

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees

Risks

Fraudulent plugins in Firefox Store could harm OKX's reputation and user trust.

Investment in Sui-based Haedal exposes OKX to Sui blockchain risks.

Rapid feature expansion may lead to system vulnerabilities affecting user experience.

Differentiation

OKX offers over 350 tokens and 100+ local currencies for trading.

Monthly Proof of Reserve releases enhance OKX's transparency and user trust.

OKX Wallet provides seamless access to Web3, DeFi, and NFT ecosystems.

Upsides

Collaboration with Arbitrum enhances OKX Wallet's user engagement and developer resources.

Launch of Ordinals Platform taps into the growing digital collectibles market.

Investment in Haedal expands OKX's portfolio in liquid staking protocols.

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