Senior Analyst – Shared Services – Risk & Change Management at T. Rowe Price

London, England, United Kingdom

Apply Now

Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Investment ManagementIndustries

Requirements

Minimum 5 years’ experience in Investment Operations, Middle Office, or Operational Risk roles
Relevant degree and/or significant sector experience
Understanding of CASS regulations and their application within investment operations
Adaptability and willingness to cover other specialist areas as business needs dictate
Proven ability to work effectively and make sound decisions under pressure and within tight deadlines
Proactive approach to researching issues and driving them through to resolution
Demonstrated experience supporting departmental projects and initiatives, including change management
Strong analytical, research, audit, and quantitative skills, with a keen attention to detail
Excellent communication skills, with the ability to engage effectively with stakeholders at all levels, both within operations and on the investment side of the business
Fluency in English, both oral and written
Advanced IT skills, including proficiency with MS Excel, PowerPoint, Word, and relevant technologies such as MS Co-Pilot
Strong prioritization and organizational skills, with the ability to manage multiple tasks simultaneously
Understanding of, or exposure to, the role of outsource providers within investment operations

Responsibilities

Incident Management: Serve as Incident Coordinator for GIO EMEA, ensuring effective remediation of incidents, identification of root causes, and recommendation of solutions to prevent recurrence. Maintain incident logs and produce regular reports for management review
Risk & Compliance: Monitor compliance across the business line, identify and report on risks arising from business activities, and collaborate with business units to implement mitigation strategies. Support internal and external audits as required
CASS Oversight: Ensure GIO’s adherence to CASS (Client Assets Sourcebook) regulation, coordinate the reimbursement of impacted accounts, and maintain up-to-date knowledge of regulatory changes
Projects and Change Management: Contribute to and, where appropriate, lead project and change initiatives across GIO. Support the implementation of new processes, systems, and controls to enhance operational effectiveness
Vendor Oversight: Monitor and assess the performance of external vendors, ensuring service levels are met and risks are managed. Participate in vendor selection and review processes
Data Management: Act as owner of the Broker Data Domain on behalf of GIO, ensuring data integrity, accuracy, and compliance with data governance standards
Tool Management: Utilize and champion tools such as AI, DUCO, and Power BI to improve processes, increase efficiencies, and reduce risk. Provide training and support to colleagues on the effective use of these tools

Skills

Key technologies and capabilities for this role

Incident ManagementRoot Cause AnalysisRisk ManagementCompliance MonitoringCASS OversightChange ManagementProject ManagementAudit SupportBusiness ContinuityData PrivacyAccess ControlsRegulatory Reporting

Questions & Answers

Common questions about this position

What experience is required for the Senior Analyst role?

Minimum 5 years’ experience in Investment Operations, Middle Office, or Operational Risk roles is required, along with a relevant degree and/or significant sector experience, understanding of CASS regulations, and adaptability to cover other specialist areas.

What are the main responsibilities of this position?

Key responsibilities include incident management as Incident Coordinator, risk and compliance monitoring, CASS oversight, projects and change management, vendor oversight, data management for Broker Data Domain, and tool management using AI, DUCO, and Power BI.

Is this a remote position or does it require office work?

This information is not specified in the job description.

What is the salary or compensation for this role?

This information is not specified in the job description.

What kind of candidate stands out for this Senior Analyst position?

A strong candidate will have at least 5 years in Investment Operations, Middle Office, or Operational Risk, knowledge of CASS regulations, a relevant degree, and personal attributes like adaptability to handle diverse tasks across the EMEA Shared Services Team.

T. Rowe Price

Global asset management and investment advisory services

About T. Rowe Price

T. Rowe Price provides investment advisory services and retirement solutions to individual investors, financial intermediaries, and institutions. The firm employs a disciplined investment approach supported by extensive research to deliver long-term value. It generates revenue mainly through management fees based on the assets it manages, which amounted to $1.569 trillion as of June 30, 2024. T. Rowe Price serves a wide range of clients, including individual investors, retirement plan sponsors, and institutional investors like endowments and foundations. Its global reach and experienced investment teams enable the firm to offer various investment strategies and products, helping clients achieve their financial goals.

Baltimore, MarylandHeadquarters

1937Year Founded

$78,115.8MTotal Funding

IPOCompany Stage

Quantitative Finance, Financial ServicesIndustries

10,001+Employees

Benefits

Paid Volunteer Time

Parental Leave

Learning & Growth Resources

Matching Charitable Gifts

Health Care Benefits

Generous Retirement Plan

Risks

Increased competition from AI-powered platforms challenges T. Rowe Price's traditional strategies.

Departure of key personnel may impact T. Rowe Price's wealth management capabilities.

High valuations of AI startups could divert capital from traditional asset management firms.

Differentiation

T. Rowe Price offers a comprehensive range of investment strategies across various asset classes.

The firm emphasizes long-term value through disciplined investment and extensive research capabilities.

T. Rowe Price's global reach and diverse client base enhance its market position.

Upsides

Growing interest in AI-driven investment strategies presents new opportunities for T. Rowe Price.

The rise of quantum technology aligns with T. Rowe Price's focus on tech startups.

Collaboration trends in biotech offer potential investment opportunities in genetic medicine.

Land your dream remote job 3x faster with AI

Try Jobo Free