Associate General Counsel, Compliance
TrueMLSalary not specified
Full Time
Expert & Leadership (9+ years)
Not SpecifiedCompensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Asset Management, Fixed IncomeIndustries
Requirements
- Several years of relevant experience in investment management and regulatory change
- Familiarity with key European legislation: MiFID, UCITS, AIFMD and Securitisation Regulations
- Understanding of European legislative processes and regulatory institutions (e.g. European Commission, ESMA, CBI, CSSF, UK FCA, BaFin)
- Experience engaging with industry groups and supervisory authorities
- Proven ability to brief senior stakeholders effectively
- Exceptional written and verbal communication
- Strong interpersonal and stakeholder management skills
- High client service orientation and responsiveness
- Detail-oriented with excellent organizational skills
- Commercial mindset with a business-oriented approach
- Ability to work independently and manage competing priorities
- High integrity and professionalism
- Strong presentation skills and ability to produce high-quality materials
- Collaborative and proactive team player
Responsibilities
- Monitor and analyze legal and regulatory changes across EMEA
- Communicate regulatory developments internally and ensure timely awareness
- Support regulatory engagement with supervisory authorities and industry bodies
- Collaborate with internal teams to assess impact on products, services, and portfolio management
- Contribute to strategic planning and compliance initiatives
- Brief senior management on regulatory risks and opportunities
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What experience is required for the Regulatory Legal Counsel role?
Several years of relevant experience in investment management and regulatory change is required, along with familiarity with key European legislation like MiFID, UCITS, AIFMD, and Securitisation Regulations, and understanding of European legislative processes and institutions such as ESMA, CBI, CSSF, UK FCA, and BaFin.
What are the key responsibilities of this position?
Key responsibilities include monitoring and analyzing legal and regulatory changes across EMEA, communicating developments internally, supporting regulatory engagement with authorities and industry bodies, collaborating with teams on impacts, and briefing senior management on risks and opportunities.
What is PIMCO's company culture like?
PIMCO has a high-performance inclusive culture that celebrates diverse thinking and is shaped by CORE values of Collaboration, Openness, Responsibility, and Excellence, with a focus on helping others succeed.
Is this role remote or based in an office?
This information is not specified in the job description.
What salary or compensation does this role offer?
This information is not specified in the job description.
PIMCO
About PIMCO
N/AHeadquarters
N/AYear Founded
N/ACompany Stage
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